Hedge Fund Database

AUSTIN PRIVATE WEALTH, LLC

Adviser information for AUSTIN PRIVATE WEALTH, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 23
Investment Advisory/Research 20
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 16
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 5,054 $1.0B
Non-Discretionary 40 $10.1M
Total 5,094 $1.1B

Clients

Type Number RAUM
Individuals 623 $162.0M
HNW Individuals 643 $871.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 10 $21.8M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 350
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 900.3M
Portfolio Manager to Program Sponsor
AUSTIN PRIVATE WEALTH WRAP FEE PROGRAM AUSTIN PRIVATE WEALTH, LLC

Identifiers

SEC RIA File Number 801-116987
SEC ERA File Number 801-116987
SEC CIK Numbers 1800328
SEC CRD Numbers 304344
Legal Entity Identifier None

Principal Office

3108 N LAMAR BOULEVARD
SUITE B100
AUSTIN
TX
United States
Monday - Friday, 9AM - 5PM
Tel: (512) 886-4114, Fax: None

Websites

www.linkedin.com/in/casey-ames-a1828b14/ www.linkedin.com/in/kieulecfp/ www.linkedin.com/in/ajwagnercfp/ www.linkedin.com/in/raoulceleriercfp/ www.linkedin.com/in/melissa-clark-98854961/ www.linkedin.com/in/alison-fields-cassorla-336a332 www.facebook.com/austinprivatewealth/ austinprivatewealth.com/ www.linkedin.com/company/austinprivatewealth www.linkedin.com/in/joshuadvorakcfp/ www.linkedin.com/in/sarah-mcnutt/ www.linkedin.com/in/dankrauscfp/

Chief Compliance Officer

DAN KRAUS
MANAGING PARTNER, FINANCIAL ADVISOR
3108 N LAMAR BOULEVARD
SUITE B100
AUSTIN
TX
United States
Tel: 512-886-4105
(Full email address available in API data)

Regulatory Contact

SARAH MCNUTT
CISO, VP OF OPERATIONS AND COMPLIANCE
3108 N LAMAR BOULEVARD
SUITE B100
AUSTIN
TX
United States
Tel: 512-886-4110
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WAGNER, ALEX, JAMES Individual – MANAGING MEMBER 07/2019 10-25%
KRAUS, DAN Individual – MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 07/2019 25-50%
CELERIER, RAOUL, MARIE Individual – MANAGING MEMBER 07/2019 25-50%
LE, KIEU, THI Individual – MANAGING MEMBER 07/2019 5-10%
WEAVER, KEVIN, EDWARD Individual – MANAGING MEMBER 01/2022 10-25%
DVORAK, JOSHUA, CHARLES Individual – MANAGING MEMBER 01/2023 < 5%

No. Employees, Historic

3015020192020202120222023202420257 on 6/19/20197 on 7/9/20197 on 7/18/20197 on 8/5/20197 on 11/4/20197 on 12/19/201914 on 3/17/202014 on 5/8/202014 on 6/17/202014 on 7/24/202014 on 1/11/202114 on 2/10/202115 on 3/12/202119 on 3/25/202219 on 3/25/202219 on 6/7/202219 on 7/29/202221 on 3/3/202321 on 4/10/202323 on 3/14/2024

RAUM, Historic

2B1B020192020202120222023202420250 on 6/19/20190 on 7/9/20190 on 7/18/20190 on 8/5/2019392823419 on 11/4/2019392823419 on 12/19/2019434075578 on 3/17/2020434075578 on 5/8/2020434075578 on 6/17/2020434075578 on 7/24/2020434075578 on 1/11/2021434075578 on 2/10/2021578980483 on 3/12/2021853653715 on 3/25/2022853653715 on 3/25/2022853653715 on 6/7/2022853653715 on 7/29/2022823107366 on 3/3/2023823107366 on 4/10/20231055505411 on 3/14/2024

No. Clients, Historic

2,0001,000020192020202120222023202420250 on 6/19/20190 on 7/9/20190 on 7/18/20190 on 8/5/2019887 on 11/4/2019887 on 12/19/2019766 on 3/17/2020766 on 5/8/2020766 on 6/17/2020766 on 7/24/2020766 on 1/11/2021766 on 2/10/20211186 on 3/12/20211005 on 3/25/20221005 on 3/25/20221005 on 6/7/20221005 on 7/29/20221148 on 3/3/20231148 on 4/10/20231276 on 3/14/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 329K 3K –
ABBOTT LABS COM 248K 2K –
ABBVIE INC COM 693K 4K –
ACCENTURE PLC IRELAND SHS CLASS A 446K 1K –
ADOBE INC COM 732K 1K –
ADOBE INC COM 167 300 –
ADVANCED MICRO DEVICES INC COM 856K 5K –
ADVANCED MICRO DEVICES INC COM 568 4K –
ADVANCED MICRO DEVICES INC COM 357 2K –
AFLAC INC COM 490K 5K –
ALPHABET INC CAP STK CL A 3M 15K –
ALPHABET INC CAP STK CL A 364 2K –
ALPHABET INC CAP STK CL C 4M 20K –
AMAZON COM INC COM 6M 29K –
AMAZON COM INC COM 580 3K –
AMAZON COM INC COM 773 4K –
AMGEN INC COM 321K 1K –
APPLE INC COM 16M 76K –
APPLE INC COM 211 1K –
APPLE INC COM 1K 5K –
APPLIED MATLS INC COM 588K 2K –
ASML HOLDING N V N Y REGISTRY SHS 415K 406 –
ASML HOLDING N V N Y REGISTRY SHS 204 200 –
AT&T INC COM 335K 18K –
AUTOMATIC DATA PROCESSING IN COM 211K 884 –
BANK AMERICA CORP COM 426K 11K –
BANK AMERICA CORP COM 439 11K –
BANK NEW YORK MELLON CORP COM 213K 4K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 980K 2K –
BLACKROCK ETF TRUST US CARBON TRANS 2M 32K –
BLACKROCK ETF TRUST US EQT FACTOR 41M 867K –
BLACKROCK ETF TRUST WORLD EX US CARB 311K 7K –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 5M 102K –
BLACKROCK INC COM 386K 490 –
BLUE OWL CAPITAL CORPORATION COM 252K 16K –
BROADCOM INC COM 2M 1K –
BROADCOM INC COM 966 600 –
CATERPILLAR INC COM 427K 1K –
CATERPILLAR INC COM 33 100 –
CHEVRON CORP NEW COM 1M 8K –
CHEVRON CORP NEW COM 156 1K –
CISCO SYS INC COM 347K 7K –
COCA COLA CO COM 297K 5K –
COMCAST CORP NEW CL A 281K 7K –
CONFLUENT INC CLASS A COM 295K 10K –
CONOCOPHILLIPS COM 855K 7K –
CONOCOPHILLIPS COM 229 2K –
COSTCO WHSL CORP NEW COM 325K 382 –
CSX CORP COM 375K 11K –
CYBERARK SOFTWARE LTD SHS 209K 763 –
DANAHER CORPORATION COM 408K 2K –
DELL TECHNOLOGIES INC CL C 246K 2K –
DELL TECHNOLOGIES INC CL C 372 3K –
DIAMONDBACK ENERGY INC COM 235K 1K –
DOW INC COM 244K 5K –
EATON CORP PLC SHS 281K 896 –
ELEVANCE HEALTH INC COM 1M 2K –
ELI LILLY & CO COM 630K 696 –
ELI LILLY & CO COM 181 200 –
ENTERPRISE PRODS PARTNERS L COM 348K 12K –
EQUIFAX INC COM 259K 1K –
EXXON MOBIL CORP COM 5M 41K –
FIFTH THIRD BANCORP COM 218K 6K –
FIRST MAJESTIC SILVER CORP COM 24K 4K –
FIRST MAJESTIC SILVER CORP COM 54 9K –
GALLAGHER ARTHUR J & CO COM 474K 2K –
GENERAL DYNAMICS CORP COM 422K 1K –
GOLDMAN SACHS ETF TR ACCESS INVT GR 2M 45K –
HOME DEPOT INC COM 697K 2K –
ILLINOIS TOOL WKS INC COM 276K 1K –
INTEL CORP COM 241K 8K –
INTEL CORP COM 62 2K –
INTERNATIONAL BUSINESS MACHS COM 536K 3K –
INTERNATIONAL BUSINESS MACHS COM 86 500 –
INTUIT COM 621K 945 –
INTUITIVE SURGICAL INC COM NEW 399K 897 –
INTUITIVE SURGICAL INC COM NEW 222 500 –
INTUITIVE SURGICAL INC COM NEW 533 1K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 528K 5K –
INVESCO QQQ TR UNIT SER 1 1M 3K –
ISHARES GOLD TR ISHARES NEW 1M 28K –
ISHARES INC CORE MSCI EMKT 14M 269K –
ISHARES INC ESG AWR MSCI EM 519K 15K –
ISHARES INC MSCI EMRG CHN 13M 222K –
ISHARES TR 0-3 MNTH TREASRY 611K 6K –
ISHARES TR 20 YR TR BD ETF 8M 89K –
ISHARES TR CONV BD ETF 448K 6K –
ISHARES TR CORE S&P MCP ETF 601K 10K –
ISHARES TR CORE S&P US VLU 290K 3K –
ISHARES TR CORE S&P500 ETF 2M 5K –
ISHARES TR CORE TOTAL USD 31M 694K –
ISHARES TR EAFE GRWTH ETF 49M 480K –
ISHARES TR EAFE SML CP ETF 11M 181K –
ISHARES TR EAFE VALUE ETF 14M 268K –
ISHARES TR ESG ADV TTL USD 478K 11K –
ISHARES TR ESG AWR MSCI USA 1M 11K –
ISHARES TR ESG AWR US AGRGT 579K 12K –
ISHARES TR ESG AWRE USD ETF 1M 45K –
ISHARES TR ESG EAFE ETF 812K 12K –
ISHARES TR ESG MSCI USA ETF 1M 26K –
ISHARES TR GLOBAL ENERG ETF 202K 5K –
ISHARES TR HDG MSCI EAFE 7M 205K –
ISHARES TR IBDS DEC28 ETF 811K 33K –
ISHARES TR IBONDS 2026 TERM 364K 16K –
ISHARES TR IBONDS 2027 TERM 378K 17K –
ISHARES TR IBONDS 24 TRM HG 454K 20K –
ISHARES TR IBONDS 24 TRM TS 1M 50K –
ISHARES TR IBONDS 25 TRM HG 351K 15K –
ISHARES TR IBONDS 25 TRM TS 1M 50K –
ISHARES TR IBONDS 26 TRM TS 1M 55K –
ISHARES TR IBONDS 27 ETF 911K 38K –
ISHARES TR IBONDS 27 TRM TS 955K 43K –
ISHARES TR IBONDS 28 TR HI 331K 14K –
ISHARES TR IBONDS 28 TRM TS 805K 37K –
ISHARES TR IBONDS DEC2026 1M 59K –
ISHARES TR IBONDS DEC24 ETF 1M 55K –
ISHARES TR IBONDS DEC25 ETF 1M 54K –
ISHARES TR IBONDS OCT 2024 265K 10K –
ISHARES TR IBONDS OCT 2025 288K 11K –
ISHARES TR IBONDS OCT 2026 286K 11K –
ISHARES TR JPMORGAN USD EMG 2M 20K –
ISHARES TR MBS ETF 14M 149K –
ISHARES TR MODERT ALLOC ETF 323K 8K –
ISHARES TR MSCI KLD400 SOC 1M 13K –
ISHARES TR MSCI USA MIN VOL 759K 9K –
ISHARES TR MSCI USA QLT FCT 67M 392K –
ISHARES TR NATIONAL MUN ETF 35M 326K –
ISHARES TR RUS 1000 ETF 18M 61K –
ISHARES TR RUS 2000 GRW ETF 265K 1K –
ISHARES TR RUS 2000 VAL ETF 261K 2K –
ISHARES TR S&P 100 ETF 300K 1K –
ISHARES TR S&P 500 GRWT ETF 52M 561K –
ISHARES TR S&P 500 VAL ETF 23M 124K –
ISHARES TR SHRT NAT MUN ETF 6M 53K –
ISHARES TR TIPS BD ETF 1M 13K –
ISHARES TR TRS FLT RT BD 342K 7K –
ISHARES TR U.S. TECH ETF 20M 134K –
ISHARES TR US INFRASTRUC 4M 96K –
ISHARES TR US TREAS BD ETF 2M 68K –
JOHNSON & JOHNSON COM 1M 9K –
JPMORGAN CHASE & CO. COM 2M 8K –
JPMORGAN CHASE & CO. COM 101 500 –
KINDER MORGAN INC DEL COM 222K 11K –
LAM RESEARCH CORP COM 204K 192 –
LAM RESEARCH CORP COM 531 500 –
LOCKHEED MARTIN CORP COM 419K 897 –
MARSH & MCLENNAN COS INC COM 252K 1K –
MASTERCARD INCORPORATED CL A 357K 809 –
MCDONALDS CORP COM 603K 2K –
MCKESSON CORP COM 638K 1K –
MEDTRONIC PLC SHS 244K 3K –
MERCK & CO INC COM 759K 6K –
META PLATFORMS INC CL A 2M 4K –
META PLATFORMS INC CL A 605 1K –
METLIFE INC COM 360K 5K –
MICROCHIP TECHNOLOGY INC. COM 433K 5K –
MICROSOFT CORP COM 10M 22K –
MICROSOFT CORP COM 223 500 –
MOTOROLA SOLUTIONS INC COM NEW 249K 645 –
NETFLIX INC COM 465K 689 –
NOVO-NORDISK A S ADR 204K 1K –
NVIDIA CORPORATION COM 10M 80K –
NVIDIA CORPORATION COM 865 7K –
NVIDIA CORPORATION COM 5K 37K –
NXP SEMICONDUCTORS N V COM 388K 1K –
ORACLE CORP COM 2M 11K –
ORACLE CORP COM 141 1K –
PALO ALTO NETWORKS INC COM 878K 3K –
PARKER-HANNIFIN CORP COM 419K 829 –
PAYPAL HLDGS INC COM 526K 9K –
PAYPAL HLDGS INC COM 58 1K –
PEPSICO INC COM 644K 4K –
PFIZER INC COM 432K 15K –
PHILIP MORRIS INTL INC COM 329K 3K –
PHILLIPS 66 COM 408K 3K –
PIMCO ETF TR ENHNCD LW DUR AC 6M 64K –
PROCTER AND GAMBLE CO COM 1M 6K –
PROLOGIS INC. COM 260K 2K –
PRUDENTIAL FINL INC COM 357K 3K –
QUALCOMM INC COM 406K 2K –
QUALCOMM INC COM 300 2K –
RIVIAN AUTOMOTIVE INC COM CL A 263K 20K –
RTX CORPORATION COM 407K 4K –
SALESFORCE INC COM 691K 3K –
SCHWAB CHARLES FAMILY FD AMT TAX FREE MNY 28K 28K –
SCHWAB STRATEGIC TR FUNDAMENTAL EMER 1M 35K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 2M 37K –
SCHWAB STRATEGIC TR FUNDAMENTAL US S 862K 16K –
SCHWAB STRATEGIC TR INTL EQTY ETF 218K 6K –
SCHWAB STRATEGIC TR US AGGREGATE B 23M 506K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 488K 6K –
SCHWAB STRATEGIC TR US LRG CAP ETF 650K 10K –
SCHWAB STRATEGIC TR US TIPS ETF 6M 118K –
SELECT SECTOR SPDR TR ENERGY 278K 3K –
SELECT SECTOR SPDR TR ENERGY 365 4K –
SELECT SECTOR SPDR TR TECHNOLOGY 769K 3K –
SERVICENOW INC COM 296K 376 –
SOUTHERN CO COM 344K 4K –
SPDR GOLD TR GOLD SHS 406K 2K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 4M 106K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 3M 69K –
SPDR INDEX SHS FDS S&P GBLINF ETF 236K 4K –
SPDR INDEX SHS FDS S&P INTL SMLCP 665K 21K –
SPDR S&P 500 ETF TR TR UNIT 4M 7K –
SPDR S&P 500 ETF TR TR UNIT 544 1K –
SPDR S&P 500 ETF TR TR UNIT 1K 2K –
SPDR SER TR BBG CONV SEC ETF 216K 3K –
SPDR SER TR BLOOMBERG 1 10 Y 324K 18K –
SPDR SER TR BLOOMBERG 1-3 MO 435K 5K –
SPDR SER TR BLOOMBERG EMERGI 638K 32K –
SPDR SER TR BLOOMBERG EMG MK 572K 24K –
SPDR SER TR BLOOMBERG HIGH Y 660K 7K –
SPDR SER TR BLOOMBERG INTL 317K 11K –
SPDR SER TR DJ REIT ETF 291K 3K –
SPDR SER TR NUVEEN BLMBRG MU 1M 30K –
SPDR SER TR PORTFLI HIGH YLD 448K 19K –
SPDR SER TR PORTFLI INTRMDIT 266K 9K –
SPDR SER TR PORTFOLIO LN TSR 1M 42K –
SPDR SER TR PORTFOLIO S&P400 703K 14K –
SPDR SER TR PORTFOLIO S&P500 119M 2M –
SPDR SER TR PORTFOLIO S&P600 13M 320K –
SPDR SER TR PORTFOLIO SH TSR 300K 10K –
SPDR SER TR PORTFOLIO SHORT 628K 21K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 585K 14K –
SSGA ACTIVE TR SPDR SSGA FXD 332K 13K –
SSGA ACTIVE TR SPDR SSGA US SCT 3M 52K –
SUPER MICRO COMPUTER INC COM 1M 1K –
SUPER MICRO COMPUTER INC COM 2K 3K –
TARGET CORP COM 296K 2K –
TESLA INC COM 2M 10K –
TESLA INC COM 99 500 –
TESLA INC COM 158 800 –
TEXAS INSTRS INC COM 752K 4K –
TEXAS INSTRS INC COM 39 200 –
THERMO FISHER SCIENTIFIC INC COM 397K 717 –
TJX COS INC NEW COM 239K 2K –
TWILIO INC CL A 208K 4K –
UBER TECHNOLOGIES INC COM 230K 3K –
UBER TECHNOLOGIES INC COM 73 1K –
UNION PAC CORP COM 277K 1K –
UNITEDHEALTH GROUP INC COM 627K 1K –
US BANCORP DEL COM NEW 206K 5K –
VANGUARD BD INDEX FDS INTERMED TERM 27M 365K –
VANGUARD INDEX FDS EXTEND MKT ETF 323K 2K –
VANGUARD INDEX FDS GROWTH ETF 348K 930 –
VANGUARD INDEX FDS S&P 500 ETF SHS 595K 1K –
VANGUARD INDEX FDS SMALL CP ETF 281K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 6K –
VANGUARD INDEX FDS VALUE ETF 202K 1K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 411K 7K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 13M 308K –
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 73M 297K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 5M 66K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 1M 7K –
VANGUARD STAR FDS VG TL INTL STK F 539K 9K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 26M 528K –
VERIZON COMMUNICATIONS INC COM 338K 8K –
VISA INC COM CL A 1M 5K –
WALMART INC COM 1M 16K –
WORKDAY INC CL A 2M 8K –
WP CAREY INC COM 450K 8K –
XCEL ENERGY INC COM 202K 4K –
ZOETIS INC CL A 230K 1K –
ZSCALER INC COM 527K 3K –
ZSCALER INC COM 1K 6K –