MATTERN WEALTH MANAGEMENT LLC
Adviser information for MATTERN WEALTH MANAGEMENT LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Kansas, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,390 | $474.3M |
Non-Discretionary | 3 | $7.3M |
Total | 1,393 | $481.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 477 | $139.4M |
HNW Individuals | 120 | $342.1M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $76,247 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Principal Office
1811 WAKARUSA DRIVESUITE 103
LAWRENCE
KS
United States
Monday - Friday, 8:00AM - 4:30PM
Tel: 785-842-7680, Fax: 785-312-5200
Chief Compliance Officer
KYLE J. CROSS
FINANCIAL ADVISOR
1811 WAKARUSA DRIVE
SUITE 103
LAWRENCE
KS
United States
Tel:
785-842-7680
Fax:
785-312-5200
K*********@****************M
(Full email address available in API data)
Regulatory Contact
DAVID MATTERN
PRINCIPAL
1811 WAKARUSA DR.
SUITE 103
LAWRENCE
KS
United States
Tel:
785-842-7680
Fax:
785-312-5200
D************@****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
MATTERN, DAVID, WAYNE | Individual | – | PRINCIPAL | 06/2019 | > 75% |
CROSS, KYLE, JORDAN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AFLAC INC | COM | 3M | 31K | – |
ALPS ETF TR | ALERIAN MLP | 273K | 6K | – |
AT&T INC | COM | 553K | 29K | – |
ABBOTT LABS | COM | 4M | 36K | – |
ABBVIE INC | COM | 1M | 8K | – |
ADVANCED MICRO DEVICES INC | COM | 340K | 2K | – |
AIR PRODS & CHEMS INC | COM | 945K | 4K | – |
ALPHABET INC | CAP STK CL C | 422K | 2K | – |
ALPHABET INC | CAP STK CL A | 5M | 26K | – |
ALTRIA GROUP INC | COM | 514K | 11K | – |
AMAZON COM INC | COM | 6M | 29K | – |
AMERICAN CENTY ETF TR | AVANTIS US SMALL | 361K | 7K | – |
AMERICAN CENTY ETF TR | US LARGE CAP VLU | 2M | 27K | – |
AMERICAN CENTY ETF TR | AVANTIS CORE FI | 8M | 188K | – |
AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 273K | 4K | – |
AMERICAN CENTY ETF TR | AVANTIS SHFXDINC | 7M | 157K | – |
AMERICAN CENTY ETF TR | CORE MUNI FXD IN | 10M | 227K | – |
AMERICAN CENTY ETF TR | US SML CP VALU | 2M | 21K | – |
AMERICAN CENTY ETF TR | US EQT ETF | 14M | 155K | – |
AMERICAN ELEC PWR CO INC | COM | 355K | 4K | – |
AMERICAN TOWER CORP NEW | COM | 927K | 5K | – |
AMGEN INC | COM | 3M | 9K | – |
ANALOG DEVICES INC | COM | 5M | 23K | – |
APPLE INC | COM | 23M | 110K | – |
AUTOMATIC DATA PROCESSING IN | COM | 4M | 17K | – |
AXON ENTERPRISE INC | COM | 221K | 750 | – |
BECTON DICKINSON & CO | COM | 818K | 3K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 5K | – |
BLACKROCK INC | COM | 3M | 4K | – |
BLACKSTONE INC | COM | 338K | 3K | – |
BOEING CO | COM | 829K | 5K | – |
BROADCOM INC | COM | 3M | 2K | – |
BROOKFIELD CORP | CL A LTD VT SH | 436K | 10K | – |
BROWN & BROWN INC | COM | 265K | 3K | – |
CSX CORP | COM | 294K | 9K | – |
CANADIAN NATL RY CO | COM | 325K | 3K | – |
CANADIAN PACIFIC KANSAS CITY | COM | 214K | 3K | – |
CAPITAL GROUP GROWTH ETF | SHS CREATION UNI | 371K | 11K | – |
CATERPILLAR INC | COM | 2M | 6K | – |
CHEVRON CORP NEW | COM | 5M | 35K | – |
CISCO SYS INC | COM | 435K | 9K | – |
CINTAS CORP | COM | 210K | 300 | – |
CLOROX CO DEL | COM | 328K | 2K | – |
COCA COLA CO | COM | 565K | 9K | – |
COLGATE PALMOLIVE CO | COM | 2M | 23K | – |
CONAGRA BRANDS INC | COM | 259K | 9K | – |
CONOCOPHILLIPS | COM | 939K | 8K | – |
CONSTELLATION BRANDS INC | CL A | 251K | 976 | – |
COSTCO WHSL CORP NEW | COM | 5M | 6K | – |
DEERE & CO | COM | 695K | 2K | – |
DEVON ENERGY CORP NEW | COM | 492K | 10K | – |
DIMENSIONAL ETF TRUST | US CORE EQT MKT | 5M | 136K | – |
DIMENSIONAL ETF TRUST | GLOBAL CR ETF | 4M | 77K | – |
DIMENSIONAL ETF TRUST | GLOBAL EX US COR | 5M | 93K | – |
DIMENSIONAL ETF TRUST | GLOBAL CORE PLUS | 587K | 11K | – |
DIMENSIONAL ETF TRUST | US TARGETED VLU | 2M | 40K | – |
DIMENSIONAL ETF TRUST | GLOBAL REAL EST | 780K | 31K | – |
DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 32M | 988K | – |
DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 3M | 110K | – |
DIMENSIONAL ETF TRUST | INTL HIGH PROFIT | 791K | 30K | – |
DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 1M | 46K | – |
DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 8M | 309K | – |
DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 3M | 74K | – |
DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 2M | 56K | – |
DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 2M | 50K | – |
DIMENSIONAL ETF TRUST | NATL MUN BD ETF | 13M | 268K | – |
DIMENSIONAL ETF TRUST | SHORT DURATION F | 24M | 514K | – |
DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 23M | 558K | – |
DOW INC | COM | 293K | 6K | – |
DUPONT DE NEMOURS INC | COM | 247K | 3K | – |
ECOLAB INC | COM | 264K | 1K | – |
EMERSON ELEC CO | COM | 3M | 26K | – |
ENBRIDGE INC | COM | 257K | 7K | – |
ENERGY TRANSFER L P | COM UT LTD PTN | 584K | 36K | – |
ENTERPRISE PRODS PARTNERS L | COM | 247K | 9K | – |
EVERGY INC | COM | 512K | 10K | – |
EXXON MOBIL CORP | COM | 3M | 27K | – |
META PLATFORMS INC | CL A | 469K | 931 | – |
FACTSET RESH SYS INC | COM | 588K | 1K | – |
FEDEX CORP | COM | 225K | 750 | – |
FIRST BUSINESS FINL SVCS INC | COM | 296K | 8K | – |
FIRST TR MORNINGSTAR DIVID L | SHS | 482K | 13K | – |
FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 766K | 17K | – |
FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 3M | 61K | – |
FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 577K | 12K | – |
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 1M | 17K | – |
FIRST TR EXCHANGE-TRADED FD | ULTRA SHT DUR MU | 949K | 47K | – |
FREEPORT-MCMORAN INC | CL B | 1M | 22K | – |
GENERAL DYNAMICS CORP | COM | 3M | 10K | – |
GLACIER BANCORP INC NEW | COM | 551K | 15K | – |
GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 448K | 4K | – |
GOLUB CAP BDC INC | COM | 204K | 13K | – |
GRAINGER W W INC | COM | 2M | 2K | – |
HOME DEPOT INC | COM | 600K | 2K | – |
ILLINOIS TOOL WKS INC | COM | 574K | 2K | – |
INTEL CORP | COM | 418K | 13K | – |
INTERNATIONAL BUSINESS MACHS | COM | 353K | 2K | – |
INVESCO EXCH TRADED FD TR II | PFD ETF | 116K | 10K | – |
ISHARES TR | TIPS BD ETF | 432K | 4K | – |
ISHARES TR | CORE S&P500 ETF | 3M | 6K | – |
ISHARES TR | S&P 500 GRWT ETF | 3M | 30K | – |
ISHARES TR | S&P 500 VAL ETF | 2M | 11K | – |
ISHARES TR | 1 3 YR TREAS BD | 989K | 12K | – |
ISHARES TR | S&P MC 400GR ETF | 528K | 6K | – |
ISHARES TR | RUS 1000 GRW ETF | 597K | 2K | – |
ISHARES TR | RUSSELL 2000 ETF | 873K | 4K | – |
ISHARES TR | S&P MC 400VL ETF | 262K | 2K | – |
ISHARES TR | U.S. BAS MTL ETF | 384K | 3K | – |
ISHARES TR | NATIONAL MUN ETF | 224K | 2K | – |
ISHARES TR | MSCI USA MIN VOL | 1M | 16K | – |
ISHARES TR | 0-5 YR TIPS ETF | 315K | 3K | – |
ISHARES TR | MSCI USA QLT FCT | 2M | 9K | – |
ISHARES TR | BROAD USD HIGH | 242K | 7K | – |
JPMORGAN CHASE & CO. | COM | 6M | 28K | – |
J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 448K | 8K | – |
JOHNSON & JOHNSON | COM | 4M | 24K | – |
KIMBERLY-CLARK CORP | COM | 552K | 4K | – |
L3HARRIS TECHNOLOGIES INC | COM | 3M | 13K | – |
LAMB WESTON HLDGS INC | COM | 233K | 3K | – |
ELI LILLY & CO | COM | 3M | 3K | – |
LOWES COS INC | COM | 6M | 26K | – |
MASTERCARD INCORPORATED | CL A | 205K | 465 | – |
MCDONALDS CORP | COM | 3M | 14K | – |
MERCK & CO INC | COM | 2M | 16K | – |
MICROSOFT CORP | COM | 27M | 61K | – |
MONDELEZ INTL INC | CL A | 237K | 4K | – |
NEXTERA ENERGY INC | COM | 1M | 20K | – |
NORFOLK SOUTHN CORP | COM | 1M | 6K | – |
NOVARTIS AG | SPONSORED ADR | 362K | 3K | – |
NVIDIA CORPORATION | COM | 4M | 31K | – |
OCCIDENTAL PETE CORP | COM | 252K | 4K | – |
PALO ALTO NETWORKS INC | COM | 400K | 1K | – |
PARKER-HANNIFIN CORP | COM | 1M | 2K | – |
PAYCHEX INC | COM | 453K | 4K | – |
PEPSICO INC | COM | 877K | 5K | – |
PFIZER INC | COM | 301K | 11K | – |
PHILIP MORRIS INTL INC | COM | 578K | 6K | – |
PHILLIPS 66 | COM | 5M | 35K | – |
PIMCO ETF TR | ENHAN SHRT MA AC | 320K | 3K | – |
PROCTER AND GAMBLE CO | COM | 3M | 21K | – |
QUALCOMM INC | COM | 291K | 1K | – |
SHELL PLC | SPON ADS | 452K | 6K | – |
S&P GLOBAL INC | COM | 2M | 4K | – |
SPDR S&P 500 ETF TR | TR UNIT | 752K | 1K | – |
SPDR SER TR | NUVEEN BLOOMBERG | 250K | 10K | – |
SPDR SER TR | PORTFOLIO S&P400 | 252K | 5K | – |
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 432K | 1K | – |
SALESFORCE INC | COM | 396K | 2K | – |
SCHWAB STRATEGIC TR | US TIPS ETF | 453K | 9K | – |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 421K | 2K | – |
SELECT SECTOR SPDR TR | FINANCIAL | 277K | 7K | – |
SELECT SECTOR SPDR TR | INDL | 201K | 2K | – |
SELECT SECTOR SPDR TR | TECHNOLOGY | 2M | 11K | – |
SNAP ON INC | COM | 329K | 1K | – |
STRYKER CORPORATION | COM | 2M | 5K | – |
THE TRADE DESK INC | COM CL A | 446K | 5K | – |
UNION PAC CORP | COM | 1M | 5K | – |
UNITEDHEALTH GROUP INC | COM | 3M | 7K | – |
VALERO ENERGY CORP | COM | 330K | 2K | – |
VANGUARD STAR FDS | VG TL INTL STK F | 211K | 3K | – |
VANGUARD WHITEHALL FDS | INTL HIGH ETF | 322K | 5K | – |
VANGUARD WORLD FD | INF TECH ETF | 724K | 1K | – |
VANGUARD MUN BD FDS | TAX EXEMPT BD | 225K | 4K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 302K | 603 | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 3M | 13K | – |
VERIZON COMMUNICATIONS INC | COM | 453K | 11K | – |
VISA INC | COM CL A | 4M | 16K | – |
WALMART INC | COM | 4M | 55K | – |
ACCENTURE PLC IRELAND | SHS CLASS A | 3M | 9K | – |
LINDE PLC | SHS | 3M | 8K | – |
MEDTRONIC PLC | SHS | 384K | 5K | – |
CHUBB LIMITED | COM | 3M | 11K | – |