KANEN WEALTH MANAGEMENT LLC
Adviser information for KANEN WEALTH MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 452 | $289.6M |
| Non-Discretionary | 2 | $2.9M |
| Total | 454 | $292.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 166 | $19.7M |
| HNW Individuals | 61 | $72.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $84.4M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $110.1M |
| Pension and profit sharing plans | 11 | $4.9M |
| Charitable organizations | 2 | $918,541 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $52,715 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesNON-AFFILIATE PRIVATE PLACEMENT ADVISEMENT |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Insurance broker or agent |
Principal Office
6810 LYONS TECHNOLOGY CIRCLESUITE 160
COCONUT CREEK
FL
United States
Monday - Friday, 9AM - 5PM
Tel: 631-863-3100, Fax: 631-863-3103
Chief Compliance Officer
DAVID L. KANEN
MEMBER
6810 LYONS TECHNOLOGY CIRCLE
SUITE 160
COCONUT CREEK
FL
United States
Tel:
631-863-3100
Fax:
631-863-3103
D*****@****************M
(Full email address available in API data)
Regulatory Contact
STEVE SOLANO
REGULATORY COMPLIANCE CONSULTANT
SANCTUARY LAKES COURT
BONITA SPRINGS
FL
United States
Tel:
5162866888
S******@**********T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PHILOTIMO FUND, LP | Hedge Fund | $110.1M | $0.3M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KANEN, DAVID, LAWRENCE | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 02/2016 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed September 18th, 2024 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| APPLE INC | COM | 1M | 7K | – |
| AQUA METALS INC | COM | 2M | 1M | – |
| CAESARS ENTERTAINMENT INC NE | COM | 4M | 97K | – |
| CARPARTS COM INC | COM | 13M | 3M | – |
| DATA I O CORP | COM | 3M | 807K | – |
| EGAIN CORP | COM NEW | 13M | 2M | – |
| EZCORP INC | CL A NON VTG | 21M | 2M | – |
| EZCORP INC | NOTE2.375% 5/0 | 933K | 1M | – |
| EZCORP INC | NOTE2.875% 7/0 | 4M | 4M | – |
| INSPIRED ENTMT INC | COM | 16M | 1M | – |
| MAMMOTH ENERGY SVCS INC | COM | 8M | 2M | – |
| MASTERCARD INCORPORATED | CL A | 396K | 1K | – |
| MIMEDX GROUP INC | COM | 7M | 923K | – |
| NATUZZI S P A | SPON ADS | 9M | 1M | – |
| ORION ENERGY SYS INC | COM | 3M | 2M | – |
| THE ONE GROUP HOSPITALITY IN | COM | 25M | 5M | – |
| U S GLOBAL INVS INC | CL A | 1M | 457K | – |