JTS FUND ADVISORS, LLC
Adviser information for JTS FUND ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $151.5M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $151.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $151.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | LOAN PORTFOLIO SERVICING FOR PRIVATE FUND ASSETS |
Identifiers
| SEC RIA File Number | 801-117007 |
|---|---|
| SEC ERA File Number | 801-117007 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283677 |
| Legal Entity Identifier | None |
Principal Office
3208 GREENLEAF DR.WACO
TX
United States
Monday - Friday, 8:00 AM TO 5:00 PM CENTRAL
Tel: 254-313-1003, Fax: 254-300-5956
Chief Compliance Officer
JASON MALINAK
MANAGING DIRECTOR
3208 GREENLEAF DR.
WACO
TX
United States
Tel:
254-313-1003
Fax:
254 300-5956
J*******@*********M
(Full email address available in API data)
Regulatory Contact
JAMES T. SARTAIN
CHAIRMAN & CHIEF EXECUTIVE OFFICER
3208 GREENLEAF DR.
WACO
TX
United States
Tel:
254-313-1003
Fax:
254-300-5956
J*******@*********M
(Full email address available in API data)
Industry Affiliates
| AEC HOLDINGS, L.P. | Other investment adviser, including financial planners |
| AVISTA CAPITAL PARTNERS | Other investment adviser, including financial planners |
| JTS CAPITAL FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| JTS CAPITAL FUND III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| JTS CAPITAL GROUP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| JTS CAPITAL FUND II-ICA, LP | Private Equity Fund | $0.2M | $0.1M | 4 |
| JTS CAPITAL FUND II, L.P. | Private Equity Fund | $15.6M | $0.1M | 25 |
| JTS MASTER FUND III A, LP | Private Equity Fund | $10.8M | $0.1M | 60 |
| JTS MASTER FUND III B, LP | Private Equity Fund | $98.1M | $0.1M | 60 |
| JTS MASTER FUND III C, LP | Private Equity Fund | $26.8M | $0.1M | 60 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JTS CAPITAL GROUP LLC | Domestic Entity | – | MEMBER | 11/2015 | > 75% |
| sartain, james, t | Individual | – | CHAIRMAN OF THE MANAGEMENT COMMITTEE, CHIEF EXECUTIVE OFFICER, AND ASSISTANT SECRETARY, INVESTMENT COMMITTEE | 02/2016 | < 5% |
| EVANS, GREGORY, FRANCIS | Individual | – | PRESIDENT AND ASSISTANT SECRETARY, CHIEF OPERATING OFFICER, INVESTMENT COMMITTEE | 02/2016 | < 5% |
| WEBSTER, STEVEN, ALAN | Individual | JTS CAPITAL GROUP LLC | MEMBER | 01/2017 | 25-50% |
| GREENLEAF CAPITAL CORP | Domestic Entity | JTS CAPITAL GROUP LLC | MEMBER | 11/2013 | 25-50% |
| sartain, james, t | Individual | GREENLEAF CAPITAL CORP | COMMON SHAREHOLDER | 11/2013 | 25-50% |
| Malinak, Jason | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2018 | < 5% |