WCM GLOBAL WEALTH, LLC
Adviser information for WCM GLOBAL WEALTH, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 302 | $245.4M |
| Non-Discretionary | 0 | $0 |
| Total | 302 | $245.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 70 | $13.0M |
| HNW Individuals | 36 | $31.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $193.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $7.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsVIDEO NEWSLETTER UPDATES |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117029 |
|---|---|
| SEC ERA File Number | 801-117029 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156594 |
| Legal Entity Identifier | None |
Principal Office
201 RIVERPLACESUITE 500
GREENVILLE
SC
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 864-967-9838, Fax: 864-967-9837
Chief Compliance Officer
JAMES ALLBRIGHT BLAIR, III
GENERAL COUNSEL
201 RIVERPLACE
SUITE 500
GREENVILLE
SC
United States
Tel:
(864) 967-9838
Fax:
(864) 967-9837
J*****@******************M
(Full email address available in API data)
Regulatory Contact
ERIK C. WEIR
MANAGING MEMBER
201 RIVERPLACE
SUITE 500
GREENVILLE
SC
United States
Tel:
(864) 967-9838
Fax:
(864) 967-9837
E*****@******************M
(Full email address available in API data)
Industry Affiliates
| AVIATION VENTURES, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHRISTOPHER KENDALL, LLC | Sponsor, GP, manager of pooled investment vehicles |
| REEDY RIVER FALLS LLC | Sponsor, GP, manager of pooled investment vehicles |
| WCM CAPITAL STRATEGIES, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WCM ENTERTAINMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WCM REAL ESTATE, LLC | Real estate broker or dealer |
| WCM REMNANTS LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AV REAL ESTATE FUND LLC | Real Estate Fund | $12.3M | $0.3M | 13 |
| AVIATION VENTURES SERIES FUND II LLC, SERIES THREE | Real Estate Fund | $0.8M | $0.3M | 19 |
| AVIATION VENTURES SERIES FUND II LLC, SERIES TWO | Real Estate Fund | $0.2M | $0.1M | 11 |
| SC STRATEGIC OPPORTUNITY FUND II LLC | Real Estate Fund | $50.8M | $0.3M | 9 |
| SC STRATEGIC OPPORTUNITY FUND LLC | Real Estate Fund | $119.5M | $0.3M | 36 |
| WCM GLOBAL OPPORTUNITY FUND, LP | Hedge Fund | $8.6M | $0.3M | 10 |
| WTA DEVELOPMENT FUND LLC, SERIES ONE | Private Equity Fund | $0.7M | $0.1M | 1 |
| WTA EQUITY FUND LLC | Private Equity Fund | $0.6M | $0.3M | 15 |
| WTA P&A FUND, LLC | Private Equity Fund | $0.2M | $0.3M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEIR, ERIK, CHRISTOPHER | Individual | – | MANAGING MEMBER | 01/2011 | > 75% |
| BLAIR, III, JAMES, ALLBRIGHT | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 01/2015 | < 5% |
| Wallace, Kristin, Childres | Individual | – | DIRECTOR OF ACCOUNTING | 05/2023 | < 5% |
| JONES, MICHAEL, DONALD | Individual | – | SENIOR FUND MANAGER | 05/2023 | < 5% |