ROTUNDA CAPITAL PARTNERS, LLC
Adviser information for ROTUNDA CAPITAL PARTNERS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $677.4M |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $677.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $677.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesPORTFOLIO COMPANY ADVISORY FEES |
Identifiers
| SEC RIA File Number | 801-117031 |
|---|---|
| SEC ERA File Number | 801-117031 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290282 |
| Legal Entity Identifier | None |
Principal Office
4747 BETHESDA AVENUESUITE 1150
BETHESDA
MD
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 240-482-0612, Fax: None
Chief Compliance Officer
RONA KENNEDY
CHIEF FINANCIAL OFFICER
4747 BETHESDA AVENUE
SUITE 1150
BETHESDA
MD
United States
Tel:
240-482-0612
R*@*****************M
(Full email address available in API data)
Regulatory Contact
JOHN FRUEHWIRTH
MANAGING PARTNER
4747 BETHESDA AVENUE
SUITE 1150
BETHESDA
MD
United States
Tel:
240-482-0610
J*@*****************M
(Full email address available in API data)
Industry Affiliates
| RCP HOLDCO 2, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RCP HOLDCO 3, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROTUNDA CAPITAL PARTNERS GP II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ROTUNDA CAPITAL PARTNERS GP III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AMWARE LOGISTICS 2, LLC | Private Equity Fund | $0.9M | $0.0M | 38 |
| RCP MF2, LLC | Private Equity Fund | $0.0M | $0.0M | 30 |
| RCP STORM SMART CO-INVEST, L.P. | Private Equity Fund | $9.7M | $1.0M | 2 |
| RCP-AL, LLC | Private Equity Fund | $1.8M | $0.0M | 46 |
| RCP-MF, LLC | Private Equity Fund | $0.0M | $0.0M | 35 |
| RCP-RG, LLC | Private Equity Fund | $0.0M | $0.0M | 10 |
| RCP-RG2, LLC | Private Equity Fund | $0.0M | $0.1M | 5 |
| ROTUNDA CAPITAL PARTNERS FUND II-A, L.P. | Private Equity Fund | $36.4M | $0.5M | 8 |
| ROTUNDA CAPITAL PARTNERS FUND II, LP | Private Equity Fund | $181.8M | $0.5M | 28 |
| ROTUNDA CAPITAL PARTNERS FUND III, L.P. | Private Equity Fund | $437.0M | $10.0M | 56 |
| ROTUNDA CAPITAL PARTNERS TRINITY CO-INVEST, L.P. | Private Equity Fund | $9.8M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WHISNER, MICHAEL, COREY | Individual | – | MANAGING PARTNER | 01/2015 | 25-50% |
| FRUEHWIRTH, JOHN, MARTIN | Individual | – | MANAGING PARTNER | 01/2015 | 25-50% |
| LIPSON, DANIEL, BURNES | Individual | – | MANAGING PARTNER | 01/2015 | 25-50% |
| WICKHAM, ROBERT, DAVID | Individual | – | MANAGING PARTNER | 01/2015 | 25-50% |
| KENNEDY, RONA | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | 10/2019 | < 5% |