MONERE WEALTH MANAGEMENT, INC.
Adviser information for MONERE WEALTH MANAGEMENT, INC. last updated from Form ADV on January 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 10 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 166 | $57.0M |
| Non-Discretionary | 405 | $178.0M |
| Total | 571 | $235.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 100 | $100.0M |
| HNW Individuals | 235 | $110.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 5 | $10.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $15.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 350 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Broker-dealer |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 48.5M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| DIRECTIONS | LOCKWOOD |
Identifiers
| SEC RIA File Number | 801-117039 |
|---|---|
| SEC ERA File Number | 801-117039 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173076 |
| Legal Entity Identifier | None |
Principal Office
20 N. MARTINGALE ROADSUITE 450
SCHAUMBURG
IL
United States
Monday - Friday, 8:00-16:00
Tel: 312-585-3850, Fax: 630-237-4219
Websites
Chief Compliance Officer
ANDREW WYKRETOWICZ
EVP, COO,CCO
20 N. MARTINGALE ROAD
SUITE 450
SCHAUMBURG
IL
United States
Tel:
312-585-3842
Fax:
630-237-4219
A***********@********************M
(Full email address available in API data)
Industry Affiliates
| MONERE INVESTMENTS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOUCKAERT, JOHN, GEORGE | Individual | – | BOARD MEMBER | 10/2014 | < 5% |
| WYKRETOWICZ, ANDREW, J. | Individual | – | COO, CCO | 10/2014 | < 5% |
| MONERE HOLDINGS, INC. | Domestic Entity | – | OWNER | 10/2014 | > 75% |
| BOUCKAERT, JOHN, GEORGE | Individual | MONERE HOLDINGS, INC. | OWNER | 10/2014 | 25-50% |
| HARMON, ARTHUR, FARRELL | Individual | – | CFO | 11/2014 | < 5% |
| BONO, THOMAS, ALLEN | Individual | – | CHAIRMAN & CEO | 08/2015 | < 5% |
| BONO, THOMAS, ALLEN | Individual | MONERE HOLDINGS, INC. | OWNER | 03/2016 | > 75% |
| FALCO, ANTHONY | Individual | – | PRESIDENT | 01/2023 | < 5% |