WILLOW GROVE ADVISORS, LLC
Adviser information for WILLOW GROVE ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 566 | $222.8M |
| Non-Discretionary | 15 | $4.7M |
| Total | 581 | $227.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 85 | $26.7M |
| HNW Individuals | 76 | $200.8M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-117042 |
|---|---|
| SEC ERA File Number | 801-117042 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151993 |
| Legal Entity Identifier | None |
Principal Office
1919 ADDISON STSUITE 101
BERKELEY
CA
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 510-705-1693, Fax: 510-280-5556
Chief Compliance Officer
KELEY R PETERSEN
PRESIDENT
1919 ADDISON ST
SUITE 101
BERKELEY
CA
United States
Tel:
510-705-1693
Fax:
510-280-5556
K****@**********************M
(Full email address available in API data)
Regulatory Contact
JEFF S. PETERSEN
OPERATIONS
12668 DEER CREEK RD
OMAHA
NE
United States
Tel:
402-990-2948
Fax:
510-280-5556
J***@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PETERSEN, KELEY, RENEE | Individual | – | MANAGING MEMBER | 10/2009 | > 75% |
| PETERSEN, JEFFREY, SCOTT | Individual | – | MEMBER | 10/2009 | 5-10% |
| PETERSEN, KELEY, RENEE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2009 | > 75% |