NORTHERN PACIFIC GROUP, L.P.
Adviser information for NORTHERN PACIFIC GROUP, L.P. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $162.6M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $162.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $162.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117045 |
|---|---|
| SEC ERA File Number | 801-117045 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299012 |
| Legal Entity Identifier | None |
Principal Office
3109 W 50TH ST #207MINNEAPOLIS
MN
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 952-456-5300, Fax: 952-456-5333
Chief Compliance Officer
MARCY HAYMAKER
3109 W 50TH ST #207
MINNEAPOLIS
MN
United States
Tel:
952-456-5300
M********@***********************M
(Full email address available in API data)
Regulatory Contact
SCOTT HONOUR
PARTNER
3109 W 50TH ST #207
MINNEAPOLIS
MN
United States
Tel:
952-456-5300
S******@***********************M
(Full email address available in API data)
Industry Affiliates
| LAKE STREET PARTNERS GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NORTHERN PACIFIC GROUP GP II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LAKE STREET PARTNERS, L.P. | Private Equity Fund | $14.3M | $10.0M | 1 |
| NORTHERN PACIFIC INVESTMENT PARTNERS II-A, L.P. | Private Equity Fund | $0.0M | $1.0M | 0 |
| NORTHERN PACIFIC INVESTMENT PARTNERS II-B, L.P. | Private Equity Fund | $0.0M | $1.0M | 0 |
| NORTHERN PACIFIC INVESTMENT PARTNERS II, L.P. | Private Equity Fund | $37.2M | $0.1M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FALCON CAPITAL, LLC | Domestic Entity | – | LIMITED PARTNER | 01/2017 | 50-75% |
| OFFENHAUSER, PETER, RICHARD | Individual | – | LIMITED PARTNER | 01/2017 | 25-50% |
| HONOUR, SCOTT, MICHAEL | Individual | FALCON CAPITAL, LLC | MEMBER | 03/2012 | > 75% |
| Haymaker, Marcy, Anne | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | 10-25% |
| NORTHERN PACIFIC GROUP GP, LLC | Domestic Entity | – | GENERAL PARTNER | 01/2017 | < 5% |