Hedge Fund Database

FOURTHSTONE LLC

Adviser information for FOURTHSTONE LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 5 $768.8M
Non-Discretionary 0 $0
Total 5 $768.8M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 5 $768.8M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 40

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-117051
SEC ERA File Number 801-117051
SEC CIK Numbers 1767803
SEC CRD Numbers 169067
Legal Entity Identifier None

Principal Office

575 MARYVILLE CENTRE DR.
SUITE 110
ST. LOUIS
MO
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: (800) 771-8071, Fax: None

Websites

www.linkedin.com/company/fourthstone www.4thstone.com twitter.com/4thstonefunds

Chief Compliance Officer

ROBIN ANDERSON
CHIEF FINANCIAL OFFICER
575 MARYVILLE CENTRE DR.
SUITE 110
ST. LOUIS
MO
United States
Tel: (800) 771-8071
(Full email address available in API data)

Regulatory Contact

AMY STONE
CHIEF EXECUTIVE OFFICER
575 MARYVILLE CENTRE DR.
SUITE 110
ST. LOUIS
MO
United States
Tel: 800-771-8071
(Full email address available in API data)

Industry Affiliates

FOURTHSTONE GP LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
FOURTHSTONE MASTER OPPORTUNITY FUND LTD. Hedge Fund $557.7M $1.0M 122
FOURTHSTONE QP OPPORTUNITY FUND LP Hedge Fund $185.0M $1.0M 88
FOURTHSTONE SMALL-CAP FINANCIALS FUND LP Hedge Fund $20.3M $1.0M 13

Control Persons

Name Type Entity Title Since Ownership
STONE, LOUIS, PHILLIP Individual – MANAGING MEMBER 09/2013 > 75%
STONE, AMY, MORRIS Individual – CEO 02/2022 < 5%
Anderson, Robin, Stanley Individual – CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER 02/2017 5-10%

No. Employees, Historic

105020192020202120222023202420257 on 6/26/20197 on 8/15/20197 on 3/30/20207 on 4/29/20207 on 6/30/20207 on 3/31/20217 on 3/29/20227 on 11/3/202210 on 3/28/202310 on 3/26/2024

RAUM, Historic

800M400M02019202020212022202320242025175451339 on 6/26/2019175451339 on 8/15/2019271089779 on 3/30/2020275215409 on 4/29/2020275215409 on 6/30/2020252853451 on 3/31/2021420044858 on 3/29/2022420044858 on 11/3/2022614360245 on 3/28/2023768789037 on 3/26/2024

No. Clients, Historic

105020192020202120222023202420252 on 6/26/20192 on 8/15/20192 on 3/30/20202 on 4/29/20202 on 6/30/20205 on 3/31/20215 on 3/29/20225 on 11/3/20225 on 3/28/20235 on 3/26/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
BANK MARIN BANCORP COM 2M 104K –
BANK OF THE JAMES FINL GP IN COM 821K 73K –
BANK OZK LITTLE ROCK ARK COM 547K 13K –
BLUE RIDGE BANKSHARES INC VA COM 680K 260K –
BURKE HERBERT FINL SVCS CORP COM 16M 307K –
BV FINL INC COM NEW 3M 217K –
CALIFORNIA BANCORP INC COM 8M 353K –
CAPITAL BANCORP INC MD COM 516K 25K –
CARTER BANKSHARES INC COM NEW 1M 90K –
CHEMUNG FINL CORP COM 21M 446K –
CITIZENS FINL SVCS INC COM 606K 13K –
CIVISTA BANCSHARES INC COM NO PAR 761K 49K –
CODORUS VY BANCORP INC COM 23M 961K –
COLONY BANKCORP INC COM 21M 2M –
COLUMBIA BKG SYS INC COM 559K 28K –
COMMUNITY WEST BANCSHARES NE COM 32M 2M –
EAGLE BANCORP MONT INC COM 7M 515K –
FINWARD BANCORP COM 4M 179K –
FIRST CMNTY CORP S C COM 5M 311K –
FIRST NATL CORP COM 10M 626K –
FIRST NORTHWEST BANCORP COM 9M 939K –
FIRST SVGS FINL GROUP INC COM 1M 81K –
FIRST UTD CORP COM 7M 339K –
FRANKLIN FINL SVCS CORP COM 12M 439K –
HOMESTREET INC COM 3M 257K –
INVESTAR HLDG CORP COM 9M 583K –
LINKBANCORP INC COM 814K 133K –
MERIDIAN CORPORATION COM 12M 1M –
MID PENN BANCORP INC COM 863K 39K –
MIDWESTONE FINL GROUP INC NE COM 564K 25K –
NORTHFIELD BANCORP INC DEL COM 512K 54K –
OCEANFIRST FINL CORP COM 508K 32K –
OLD POINT FINL CORP COM 826K 56K –
ORRSTOWN FINL SVCS INC COM 15M 559K –
PARKE BANCORP INC COM 420K 24K –
PATHFINDER BANCORP INC MD COM 621K 47K –
PEOPLES BANCORP N C INC COM 11M 365K –
PRIMIS FINANCIAL CORP COM 697K 67K –
PROVIDENT FINL SVCS INC COM 1M 82K –
RIVERVIEW BANCORP INC COM 7M 2M –
SHORE BANCSHARES INC COM 38M 3M –
SOUTHERN CALIF BANCORP COM 24M 2M –
UNITED SEC BANCSHARES CALIF COM 300K 41K –
WEBSTER FINL CORP COM 535K 12K –
WESTERN ALLIANCE BANCORP COM 572K 9K –
WESTERN NEW ENG BANCORP INC COM 1M 163K –