COMMUNITY INVESTMENT MANAGEMENT LLC
Adviser information for COMMUNITY INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $892.3M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $892.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $892.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-117055 |
|---|---|
| SEC ERA File Number | 801-117055 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174204 |
| Legal Entity Identifier | None |
Principal Office
600 MONTGOMERY STREETSUITE 1900
SAN FRANCISCO
CA
United States
Monday - Friday, 9:00AM - 5:00 PM
Tel: 415-857-3233, Fax: None
Chief Compliance Officer
DRYDEN LIDDLE
GENERAL COUNSEL
600 MONTGOMERY STREET
SUITE 1900
SAN FRANCISCO
CA
United States
Tel:
(415) 351-9603
C*********@**********M
(Full email address available in API data)
Industry Affiliates
| COMMUNITY EM GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| COMMUNITY EM GP S. A R.L | Sponsor, GP, manager of pooled investment vehicles |
| GENERAL PARTNER OF PRIVATE INVESTMENT FUNDS | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CEMC SUB-FUND I OF COMMUNITY EM CREDIT FUND S.C.A., SICAV-RAIF | Hedge Fund | $191.6M | $0.3M | 88 |
| CIM ENTERPRISE LOAN FUND, L.P. | Hedge Fund | $700.7M | $0.3M | 216 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAAR, JACOB, AVERETT | Individual | – | MANAGING MEMBER | 10/2013 | 25-50% |
| HOKENSON, MICHAEL, GLEN | Individual | – | MEMBER | 05/2018 | 25-50% |
| LIDDLE, DRYDEN, JONATHAN | Individual | – | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | 08/2019 | < 5% |
| SUSTAINABLE INVESTORS FUND, LP | Domestic Entity | – | MEMBER | 02/2021 | 10-25% |
| SIF PARTNERS, LLC | Domestic Entity | SUSTAINABLE INVESTORS FUND, LP | GENERAL PARTNER | 08/2019 | |
| KRISHNAPPA, VIVEK | Individual | – | COO | 08/2023 | < 5% |