EMET CAPITAL MANAGEMENT
EMET CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for EMET CAPITAL MANAGEMENT last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $519.5M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $519.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $519.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117061 |
|---|---|
| SEC ERA File Number | 801-117061 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167047 |
| Legal Entity Identifier | None |
Principal Office
589 FIFTH AVENUE16TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30 A.M. TO 6:30 P.M.
Tel: 212-725-7902, Fax: 212-725-7899
Websites
Chief Compliance Officer
STEFAN BAUGH
PRINCIPAL
589 FIFTH AVENUE
NEW YORK
NY
United States
Tel:
212-725-7092
Fax:
212-725-7899
S*****@**********M
(Full email address available in API data)
Regulatory Contact
ADAM TOWNE
CHIEF FINANCIAL OFFICER
589 FIFTH AVENUE
16TH FLOOR
NEW YORK
NY
United States
Tel:
212-725-7904
Fax:
212-725-7899
A*****@**********M
(Full email address available in API data)
Industry Affiliates
| EMET CAPITAL GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| EMET CAPITAL GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EMET MUNICIPAL REAL ESTATE STRATEGY II, LP | Real Estate Fund | $301.7M | $1.0M | 136 |
| EMET MUNICIPAL REAL ESTATE STRATEGY III, LP | Real Estate Fund | $217.8M | $1.0M | 205 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAUGH, STEFAN, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER, MEMBER AND MANAGER | 02/2012 | 25-50% |
| SIEGEL, PAUL, AARON | Individual | – | MEMBER AND MANAGER | 02/2012 | > 75% |