RIVERGLADE CAPITAL
RIVERGLADE CAPITAL MANAGEMENT, L.P. Legal Name
Adviser information for RIVERGLADE CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $794.1M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $794.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $794.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPORTFOLIO COMPANY MANAGEMENT SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based feesSEE SCHEDULE D - MISCELLANEOUS |
Identifiers
| SEC RIA File Number | 801-117071 |
|---|---|
| SEC ERA File Number | 801-117071 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290557 |
| Legal Entity Identifier | None |
Principal Office
ONE NORTH WACKER DRIVESUITE 4000
CHICAGO
IL
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 312-940-6700, Fax: None
Chief Compliance Officer
MARK PRIDGEON
CHIEF FINANCIAL OFFICER
ONE NORTH WACKER DRIVE
SUITE 4000
CHICAGO
IL
United States
Tel:
312-940-6710
M********@********************M
(Full email address available in API data)
Regulatory Contact
DANIEL ROSENBERG
MANAGING PARTNER
ONE NORTH WACKER DRIVE
SUITE 4000
CHICAGO
IL
United States
Tel:
312-940-6707
D*********@********************M
(Full email address available in API data)
Industry Affiliates
| RIVERGLADE CAPITAL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RIVERGLADE CAPITAL II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HOME HELPERS CO-INVEST, LLC | Private Equity Fund | $19.6M | $1.0M | 1 |
| KIDS CARE CO-INVEST, LLC | Private Equity Fund | $36.8M | $1.0M | 7 |
| RIVERGLADE CAPITAL II-A, L.P. | Private Equity Fund | $83.3M | $1.0M | 12 |
| RIVERGLADE CAPITAL II, L.P. | Private Equity Fund | $358.7M | $1.0M | 31 |
| RIVERGLADE CAPITAL, L.P. | Private Equity Fund | $295.8M | $0.2M | 52 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RIVERGLADE CAPITAL, LLC | Domestic Entity | – | GENERAL PARTNER | 08/2021 | < 5% |
| ROSENBERG, DANIEL, WILLIAM | Individual | RIVERGLADE CAPITAL, LLC | MEMBER; MANAGING PARTNER | 02/2017 | 50-75% |
| RICE, GARRICK, MARSHALL | Individual | – | MANAGING PARTNER; LIMITED PARTNER | 02/2017 | 25-50% |
| ROSENBERG, DANIEL, WILLIAM | Individual | – | MANAGING PARTNER; LIMITED PARTNER | 02/2017 | 25-50% |
| PRIDGEON, MARK, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFICER | 11/2017 | < 5% |
| GARRICK M. RICE REVOCABLE TRUST U/A/D 6/7/01 | Domestic Entity | RIVERGLADE CAPITAL, LLC | MEMBER | 01/2021 | 50-75% |
| RICE, GARRICK, MARSHALL | Individual | GARRICK M. RICE REVOCABLE TRUST U/A/D 6/7/01 | TRUSTEE OF GARRICK M. RICE REVOCABLE TRUST U/A/D 6/7/01 | 06/2001 |