ORTHOGON PARTNERS INVESTMENT MANAGEMENT, LLC
Adviser information for ORTHOGON PARTNERS INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $161.0M |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $161.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $161.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-117078 |
|---|---|
| SEC ERA File Number | 801-117078 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283384 |
| Legal Entity Identifier | None |
Principal Office
250 WEST 55TH STREET11TH FLOOR
NEW YORK
NY
United States
BY APPOINTMENT ONLY, 8AM TO 6PM
Tel: 212.658.0732, Fax: None
Chief Compliance Officer
MAHIN GOLDEN
744 WEST LANCASTER AVENUE
SUITE 104, DEVON SQUARE II
WAYNE
PA
United States
Tel:
9088963792
C**@****************S
(Full email address available in API data)
Regulatory Contact
RISHI GANTI
SENIOR MANAGEMENT
250 WEST 55TH STREET
11TH FLOOR
NEW YORK
NY
United States
Tel:
2126580732
C*********@****************S
(Full email address available in API data)
Industry Affiliates
| ORTHOGON PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ORTHOGON PARTNERS II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ORTHOGON PARTNERS III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ORTHOGON CSB, LP | Private Equity Fund | $0.6M | $0.1M | 2 |
| ORTHOGON P1B, LP | Private Equity Fund | $0.5M | $0.1M | 3 |
| ORTHOGON PARTNERS IDF, LP | Private Equity Fund | $0.2M | $1.0M | 1 |
| ORTHOGON PARTNERS II AIV LP | Private Equity Fund | $54.7M | $0.1M | 1 |
| ORTHOGON PARTNERS II CAYMAN, LLC | Private Equity Fund | $4.3M | $0.1M | 9 |
| ORTHOGON PARTNERS II ZFV LP | Private Equity Fund | $8.4M | $0.1M | 23 |
| ORTHOGON PARTNERS II, LP | Private Equity Fund | $49.3M | $0.1M | 33 |
| ORTHOGON PARTNERS III, LP | Private Equity Fund | $19.0M | $0.3M | 17 |
| ORTHOGON PARTNERS SIF, LP | Private Equity Fund | $17.3M | $1.0M | 7 |
| ORTHOGON PARTNERS, LP | Private Equity Fund | $6.7M | $0.1M | 37 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ORTHOGON GROUP, LLC | Domestic Entity | – | MEMBER | 12/2015 | > 75% |
| GANTI, RISHI | Individual | ORTHOGON GROUP, LLC | MEMBER | 09/2015 | > 75% |
| GANTI, RISHI | Individual | – | SENIOR MANAGEMENT | 08/2015 | < 5% |
| SEVERINO, DOMINIQUE, BLYTHE | Individual | – | SENIOR MANAGEMENT | 03/2017 | < 5% |
| LAVELLE, JAMES, DAVID | Individual | – | SENIOR MANAGEMENT | 08/2018 | < 5% |
| BELUSIC, BRANKO | Individual | – | SENIOR MANAGEMENT | 08/2015 | < 5% |
| LEE, BRIAN, SEUNG HUN | Individual | – | SENIOR MANAGEMENT | 08/2015 | < 5% |
| GOLDEN, MAHIN, BOOTH | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |