GOLDNER HAWN
GOLDNER HAWN LP Legal Name
Adviser information for GOLDNER HAWN last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $803.8M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $803.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $803.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117082 |
|---|---|
| SEC ERA File Number | 801-117082 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299154 |
| Legal Entity Identifier | None |
Principal Office
90 S. 7TH STREETSUITE 3700
MINNEAPOLIS
MN
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 612-338-5912, Fax: None
Websites
Chief Compliance Officer
GRACE HAAGENSON
90 S. 7TH STREET
SUITE 3700
MINNEAPOLIS
MN
United States
Tel:
612-338-5912
H********@**************M
(Full email address available in API data)
Regulatory Contact
CHADWICK CORNELL
PARTNER
90 S. 7TH STREET
SUITE 3700
MINNEAPOLIS
MN
United States
Tel:
612-338-5912
C******@**************M
(Full email address available in API data)
Industry Affiliates
| GOLDNER HAWN GP VIII, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GOLDNER HAWN GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GOLDNER HAWN UGP VIII, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GOLDNER HAWN FUND VII, L.P. | Private Equity Fund | $406.5M | $5.0M | 42 |
| GOLDNER HAWN FUND VIII, L.P. | Private Equity Fund | $397.3M | $5.0M | 40 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOLDNER HAWN LLC | Domestic Entity | – | GENERAL PARTNER | 03/2018 | < 5% |
| BRASS, JASON, THEODORE | Individual | – | PARTNER | 03/2011 | 10-25% |
| CORNELL, CHADWICK, MICHAEL | Individual | – | PARTNER | 08/2013 | 10-25% |
| HAAGENSON, GRACE, NANETTE | Individual | – | TREASURER / CHIEF COMPLIANCE OFFICER | 03/2011 | < 5% |
| HEINEN, JOSEPH, MICHAEL | Individual | – | PARTNER / CHIEF EXECUTIVE OFFICER | 03/2011 | 10-25% |
| SETTLE, PETER, JOHN | Individual | – | PARTNER | 01/2015 | < 5% |
| BRASS, JASON, THEODORE | Individual | GOLDNER HAWN LLC | MEMBER / MANAGER | 03/2018 | 25-50% |
| CORNELL, CHADWICK, MICHAEL | Individual | GOLDNER HAWN LLC | MEMBER / MANAGER | 03/2018 | 25-50% |
| HEINEN, JOSEPH, MICHAEL | Individual | GOLDNER HAWN LLC | MEMBER / MANAGER | 03/2018 | 25-50% |
| HERZ, DARREN, JOHN | Individual | – | CHIEF FINANCIAL OFFICER | 10/2019 | < 5% |
| TOMASHEK, ANDREW, M | Individual | – | PARTNER | 01/2024 | 10-25% |
| TOMASHEK, ANDREW, M | Individual | GOLDNER HAWN LLC | MEMBER/MANAGER | 01/2024 | 25-50% |