GENROCK CAPITAL MANAGEMENT, LP
Adviser information for GENROCK CAPITAL MANAGEMENT, LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $308.2M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $308.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $308.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-117084 |
|---|---|
| SEC ERA File Number | 801-117084 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290265 |
| Legal Entity Identifier | None |
Principal Office
214 BRAZILIAN AVENUESUITE 212
PALM BEACH
FL
United States
Monday - Friday, 9-6
Tel: 212-301-0770, Fax: None
Websites
Chief Compliance Officer
NICHOLAS SALE
FUND CONTROLLER
214 BRAZILIAN AVENUE
SUITE 212
PALM BEACH
FL
United States
Tel:
212-301-0773
N****@**********M
(Full email address available in API data)
Regulatory Contact
MATTHEW AILEY
CEO/CIO
214 BRAZILIAN AVENUE
SUITE
PALM BEACH
FL
United States
Tel:
2123010771
M*****@**********M
(Full email address available in API data)
Industry Affiliates
| GENROCK INVESTMENT FUND I GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GENROCK INVESTMENT FUND II GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GENROCK INVESTMENT FUND I, LP | Private Equity Fund | $169.9M | $0.5M | 16 |
| GENROCK INVESTMENT FUND II, LP | Private Equity Fund | $82.4M | $5.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GENROCK CAPITAL MANAGEMENT GP, LLC | Domestic Entity | – | GENERAL PARTNER | 04/2017 | < 5% |
| AILEY, MATTHEW, RONALD | Individual | – | MANAGING MEMBER OF THE GENERAL PARTNER/CEO/CIO | 04/2017 | > 75% |
| AILEY, MATTHEW, RONALD | Individual | GENROCK CAPITAL MANAGEMENT GP, LLC | MANAGING MEMBER | 04/2017 | > 75% |
| SALE, NICHOLAS, STERLING ARTHUR | Individual | – | CCO/FUND CONTROLLER | 03/2024 | < 5% |