DIGITAL ALPHA ADVISORS, LLC
Adviser information for DIGITAL ALPHA ADVISORS, LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $1.8B |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $1.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $1.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117092 |
|---|---|
| SEC ERA File Number | 801-117092 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286351 |
| Legal Entity Identifier | None |
Principal Office
3535 EXECUTIVE TERMINAL DRIVE, SUITE 110STE 110
HENDERSON
NV
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (408) 660-7014, Fax: None
Chief Compliance Officer
RICK SHROTRI
MANAGING MEMBER
3535 EXECUTIVE TERMINAL DRIVE
SUITE 110
HENDERSON
NV
United States
Tel:
(408) 660-7014
R***@*************M
(Full email address available in API data)
Regulatory Contact
ANDREW ALCON
CHIEF FINANCIAL OFFICER
44201 BOWERS CT.
FREMONT
CA
United States
Tel:
(510) 396-9991
A***@*************M
(Full email address available in API data)
Industry Affiliates
| DIGITAL ALPHA GP II, LP | Sponsor, GP, manager of pooled investment vehicles |
| DIGITAL ALPHA GP III, LP | Sponsor, GP, manager of pooled investment vehicles |
| DIGITAL ALPHA GP III, S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| DIGITAL ALPHA GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DA ENERGYBOX HOLDINGS 1, LP | Private Equity Fund | $29.6M | $25.0M | 2 |
| DIGITAL ALPHA FUND A, LP | Private Equity Fund | $284.7M | $0.5M | 34 |
| DIGITAL ALPHA FUND II-A, LP | Private Equity Fund | $690.3M | $0.3M | 67 |
| DIGITAL ALPHA FUND II, LP | Private Equity Fund | $386.7M | $0.1M | 113 |
| DIGITAL ALPHA FUND III SCSP | Private Equity Fund | $0.0M | $10.0M | 0 |
| DIGITAL ALPHA FUND III-A, LP | Private Equity Fund | $0.0M | $10.0M | 0 |
| DIGITAL ALPHA FUND III, LP | Private Equity Fund | $0.0M | $10.0M | 0 |
| DIGITAL ALPHA FUND, LP | Private Equity Fund | $150.9M | $0.2M | 38 |
| DIGITAL ALPHA OVERFLOW FUND 1, LP | Private Equity Fund | $100.1M | $1.0M | 2 |
| DIGITAL ALPHA OVERFLOW FUND 2, LP | Private Equity Fund | $40.5M | $10.0M | 3 |
| DIGITAL ALPHA SOLUTIONS FUND, L.P. | Private Equity Fund | $130.3M | $4.0M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHROTRI, RICK | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 01/2017 | < 5% |
| RS CAPITAL LLC | Domestic Entity | – | OWNER | 11/2016 | > 75% |
| SHROTRI, RICK | Individual | RS CAPITAL LLC | OWNER | 11/2016 | > 75% |