GALAXY DIGITAL CAPITAL MANAGEMENT LP
Adviser information for GALAXY DIGITAL CAPITAL MANAGEMENT LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 62 |
|---|---|
| Investment Advisory/Research | 28 |
| Registered Broker-Dealer Representatives | 8 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 18 | $3.6B |
| Non-Discretionary | 0 | $0 |
| Total | 18 | $3.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 16 | $1.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $2.4B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSEE SCHEDULE D - MISCELLANEOUS |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117094 |
|---|---|
| SEC ERA File Number | 801-117094 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 293908 |
| Legal Entity Identifier | 549300QSF19ZLOKQ5I36 |
Principal Office
300 VESEY STREET13TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 212-499-0081, Fax: None
Chief Compliance Officer
LAGAN SRIVASTAVA
300 VESEY STREET
13TH FLOOR
NEW YORK
NY
United States
Tel:
917-756-1918
L***************@*********M
(Full email address available in API data)
Regulatory Contact
ANDREW SIEGEL
300 VESEY STREET
13TH FLOOR
NEW YORK
NY
United States
Tel:
212-499-0081
A************@*********M
(Full email address available in API data)
Industry Affiliates
| GALAXY CRYPTO INDEX FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GALAXY DBL LLC | Commodity pool operator or commodity trading advisor |
| GALAXY DIGITAL PARTNERS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| GALAXY EOS VC FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GALAXY INTERACTIVE FUND I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GALAXY INTERACTIVE FUND II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GALAXY LIQUID CRYPTO FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GALAXY VISION HILL ADVISORS LLC | Sponsor, GP, manager of pooled investment vehicles |
| GVH OFFSHORE MULTI-STRATEGY FOF GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GVH OFFSHORE VENTURE FOF I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GVH VENTURE FOF II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GALAXY EOS VC FUND LP | Venture Capital Fund | $442.4M | $0.3M | 2 |
| GALAXY INTERACTIVE FUND I, LP | Venture Capital Fund | $143.1M | $1.0M | 119 |
| GALAXY INTERACTIVE FUND II, LP | Venture Capital Fund | $33.8M | $1.0M | 38 |
| GALAXY INTERACTIVE SPV I, LP | Venture Capital Fund | $3.7M | $1.0M | 6 |
| GALAXY INTERACTIVE SPV II, LP | Venture Capital Fund | $3.5M | $1.0M | 5 |
| GALAXY LIQUID CRYPTO FUND LP | Hedge Fund | $57.0M | $1.0M | 9 |
| GALAXY LIQUID CRYPTO FUND LTD. | Hedge Fund | $24.0M | $1.0M | 2 |
| GVH MULTI-STRATEGY FOF LP | Hedge Fund | $9.8M | $1.0M | 59 |
| GVH VENTURE FOF I LP | MULTI-MANAGER FUND OF FUNDS | $29.4M | $0.3M | 67 |
| GVH VENTURE FOF II LP | MULTI-MANAGER FUND OF FUNDS | $35.7M | $1.0M | 85 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GALAXY DIGITAL CAPITAL MANAGEMENT GP LLC | Foreign Entity | – | GENERAL PARTNER | 11/2017 | < 5% |
| GALAXY DIGITAL LP | Foreign Entity | – | LIMITED PARTNER | 11/2017 | > 75% |
| Siegel, Andrew, Neal | Individual | – | GENERAL COUNSEL AND AUTHORIZED PERSON | 12/2018 | < 5% |
| GALAXY DIGITAL LP | Foreign Entity | GALAXY DIGITAL CAPITAL MANAGEMENT GP LLC | SOLE MEMBER | 11/2017 | > 75% |
| GALAXY DIGITAL GP LLC | Foreign Entity | GALAXY DIGITAL LP | GENERAL PARTNER | 11/2017 | |
| GALAXY GROUP INVESTMENTS LLC | Domestic Entity | GALAXY DIGITAL HOLDINGS GP LLC | SOLE MEMBER | 11/2017 | > 75% |
| Novogratz, Michael, Edward | Individual | GALAXY GROUP INVESTMENTS LLC | MEMBER | 12/2015 | 50-75% |
| Kurz, Stephen, Janus | Individual | – | HEAD, ASSET MANAGEMENT DIVISION, AND AUTHORIZED PERSON | 01/2018 | < 5% |
| GALAXY DIGITAL HOLDINGS LP | Foreign Entity | GALAXY DIGITAL GP LLC | SOLE MEMBER | 07/2018 | > 75% |
| GALAXY DIGITAL HOLDINGS GP LLC | Foreign Entity | GALAXY DIGITAL HOLDINGS LP | GENERAL PARTNER | 07/2018 | |
| IOFFE, ALEXANDER, M | Individual | – | CHIEF FINANCIAL OFFICER | 04/2021 | < 5% |
| GALAXY GROUP INVESTMENTS LLC | Domestic Entity | GALAXY DIGITAL HOLDINGS LP | LIMITED PARTNER | 07/2018 | 50-75% |
| GALAXY DIGITAL HOLDINGS LP | Foreign Entity | GALAXY DIGITAL LP | LIMITED PARTNER | 07/2018 | > 75% |
| Ferraro, Christopher | Individual | – | PRESIDENT | 06/2019 | < 5% |
| GDH INTERMEDIATE LLC | Domestic Entity | GALAXY DIGITAL HOLDINGS LP | LIMITED PARTNER | 07/2018 | 25-50% |
| GALAXY DIGITAL HOLDINGS LTD. | Foreign Entity | GDH INTERMEDIATE LLC | SOLE MEMBER | 07/2018 | 25-50% |
| Srivastava, Lagan | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |