MUZINICH BDC ADVISER, LLC
Adviser information for MUZINICH BDC ADVISER, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $177.2M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $177.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $177.2M |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
450 PARK AVENUENEW YORK
NY
United States
Monday - Friday, 8AM - 5PM
Tel: 212-888-3413, Fax: 212-888-4368
Chief Compliance Officer
CARL M. RIZZO
140 EAST 45TH STREET
29TH FLOOR
NEW YORK
NY
United States
Tel:
704-817-1306
C*********@************M
(Full email address available in API data)
Regulatory Contact
STEVEN KREINIK
450 PARK AVENUE
NEW YORK
NY
United States
Tel:
212-888-3413
S*******@***********M
(Full email address available in API data)
Industry Affiliates
| 1988 ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| MUZINICH & CO. (IRELAND) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MUZINICH & CO. (JAPAN) PTE. LIMITED | Other investment adviser, including financial planners |
| MUZINICH & CO. (SINGAPORE) PTE. LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MUZINICH & CO. (SWITZERLAND) AG | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| MUZINICH & CO. LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MUZINICH & CO. SGR. S.P.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MUZINICH & CO., INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MUZINICH ALTERNATIVE INVESTMENT FUNDS GENERAL PARTNER, S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MUZINICH ASIA PACIFIC PRIVATE DEBT I GENERAL PARTNER, S.A. R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MUZINICH AVIATION SPECIAL OPPORTUNITIES I GENERAL PARTNER, S.A R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MUZINICH CAPITAL LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MUZINICH DIRECT LENDING ADVISER, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MUZINICH DIVERSIFIED ENTERPRISES CREDIT II GENERAL PARTNER, S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MUZINICH EUROPEAN PRIVATE DEBT, S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MUZINICH EUROPEAN SENIOR SECURED PRIVATE DEBT I GENERAL PARTNER, S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MUZINICH GLOBAL PRIVATE DEBT FEEDER I GENERAL PARTNER, S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MUZINICH HIGH INCOME FLOATING RATE FUND GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MUZINICH PAN-EUROPEAN PRIVATE DEBT GENERAL PARTNER, S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MUZINICH PAN-EUROPEAN PRIVATE DEBT II GENERAL PARTNER, S.A. R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MUZINICH PAN-EUROPEAN PRIVATE DEBT III GENERAL PARTNER, S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MUZINICH US PRIVATE DEBT GENERAL PARTNER, S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MUZINICH US PRIVATE DEBT II GENERAL PARTNER, S.A. R.L. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MUZINICH, GEORGE, MILAN | Individual | – | EXECUTIVE CHAIRMAN | 06/2019 | < 5% |
| MUZINICH & CO., INC. | Domestic Entity | – | MANAGING MEMBER | 06/2019 | 50-75% |
| RIZZO, CARL, MARION | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2019 | < 5% |
| FEHRE, PAUL | Individual | – | CHIEF OPERATING OFFICER | 06/2019 | < 5% |
| MUZINICH, GEORGE, MILAN | Individual | MUZINICH & CO., INC. | EXECUTIVE CHAIRMAN, DIRECTOR & SHAREHOLDER | 07/1988 | > 75% |
| CLARK, MARK, WILLIAM | Individual | – | CO-CHIEF FINANCIAL OFFICER | 06/2019 | < 5% |
| MUZINICH US PRIVATE DEBT ADVISER PARTICIPATION HOLDINGS, LLC | Domestic Entity | – | MEMBER | 08/2019 | 10-25% |
| MUZINICH US PRIVATE DEBT ADVISER PARTICIPATION, SCSP | Foreign Entity | MUZINICH US PRIVATE DEBT ADVISER PARTICIPATION HOLDINGS, LLC | MEMBER | 08/2019 | > 75% |
| MUZINICH US PRIVATE DEBT GENERAL PARTNER S.A.R.L. | Foreign Entity | MUZINICH US PRIVATE DEBT ADVISER PARTICIPATION, SCSP | MANAGING GENERAL PARTNER | 07/2019 | |
| MUZINICH & CO., INC. | Domestic Entity | MUZINICH US PRIVATE DEBT ADVISER PARTICIPATION HOLDINGS, LLC | MANAGER | 08/2019 | |
| MUZINICH & CO LIMITED | Foreign Entity | MUZINICH US PRIVATE DEBT GENERAL PARTNER S.A.R.L. | SHAREHOLDER | 07/2019 | > 75% |
| MUZINICH & CO., INC. | Domestic Entity | MUZINICH & CO LIMITED | SHAREHOLDER | 10/1999 | > 75% |
| LUDWIG, MICHAEL | Individual | – | CO-CHIEF FINANCIAL OFFICER | 01/2023 | < 5% |
| RIVKIN, CHERYL, OBEDIN | Individual | – | CHIEF ADMINISTRATIVE OFFICER | 01/2023 | < 5% |
| MUZINICH, JUSTIN, GEORGE | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2024 | < 5% |