GRIFIN
INTEREST FINANCIAL, LLC Legal Name
Adviser information for GRIFIN last updated from Form ADV on October 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JULY |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-117107 |
|---|---|
| SEC ERA File Number | 801-117107 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300418 |
| Legal Entity Identifier | None |
Principal Office
802 E. WHITING ST.TAMPA
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM ET
Tel: 813-421-5704, Fax: None
Chief Compliance Officer
DIANNE MORIN
PRINCIPAL
14715 SEATTLE SLEW PLACE
ORLANDO
FL
United States
Tel:
561-722-4429
D*****@*********M
(Full email address available in API data)
Regulatory Contact
FRANCESCO MATTEINI
PRINCIPAL
1101 BRICKELL AVE
SOUTH TOWER, 8TH FLOOR
MIAMI
FL
United States
Tel:
305-908-1160
F********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INTEREST INVESTMENTS, INC | Domestic Entity | – | SOLE MANAGING MEMBER OF INTEREST FINANCIAL, LLC | 10/2017 | > 75% |
| STARR, ROBERT | Individual | – | PRESIDENT, TREASURER, SECRETARY, COO OF INTEREST INVESTMENTS, INC. | 07/2017 | < 5% |
| FROUG, AARON | Individual | – | CEO, CHAIRMAN OF BOARD FOR INTEREST INVESTMENTS, INC. | 07/2017 | < 5% |
| STARR, ROBERT | Individual | INTEREST INVESTMENTS, INC | PRESIDENT, TREASURER, SECRETARY, COO, SHAREHOLDER | 07/2017 | 25-50% |
| FROUG, AARON | Individual | INTEREST INVESTMENTS, INC | CEO, CHAIRMAN OF BOARD, SHAREHOLDER | 07/2017 | 25-50% |
| MORIN, DIANNE, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |