GOLDEN WEALTH MANAGEMENT
GOLDEN WEALTH MANAGEMENT LLC Legal Name
Adviser information for GOLDEN WEALTH MANAGEMENT last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 612 | $126.5M |
| Non-Discretionary | 0 | $0 |
| Total | 612 | $126.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 181 | $38.1M |
| HNW Individuals | 32 | $81.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $502,000 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $563,000 |
| State or municipal gov entities | <5 | $1.6M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-117113 |
|---|---|
| SEC ERA File Number | 801-117113 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299522 |
| Legal Entity Identifier | None |
Principal Office
2 SOUTH MAIN STREETSUITE 400
PITTSTON
PA
United States
NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY, NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY
Tel: (570) 208-7050, Fax: 570-208-7054
Chief Compliance Officer
COREY GOLDEN
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
2 SOUTH MAIN STREET
SUITE 400
PITTSTON
PA
United States
Tel:
(570) 208-7050
Fax:
570-208-7054
C****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOLDEN, COREY, CHARLES | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 01/2019 | 50-75% |
| CURTIN, JOSEPH, FRANCIS | Individual | – | OWNER/MANAGING DIRECTOR | 03/2019 | 50-75% |