Hedge Fund Database

NIA IMPACT CAPITAL

NIA IMPACT ADVISORS, LLC Legal Name

Adviser information for NIA IMPACT CAPITAL last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 314 $409.2M
Non-Discretionary 0 $0
Total 314 $409.2M

Clients

Type Number RAUM
Individuals 89 $28.6M
HNW Individuals 80 $190.1M
Banking or thrift institutions 0 $0
Investment companies 1 $73.4M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 15 $76.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 13 $40.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-117120
SEC ERA File Number 801-117120
SEC CIK Numbers 1815217
SEC CRD Numbers 286587
Legal Entity Identifier None

Principal Office

2666 SHASTA ROAD
BERKELEY
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 510-319-9221, Fax: None

Websites

www.niaimpactcapital.com www.instagram.com/niaglobalsolutions www.instagram.com/niaimpactcapital www.niaglobalsolutions.com/ twitter.com/niainvest twitter.com/niaimpact www.addend.com/ www.tiktok.com/@niainvest www.niaimpactfunds.com www.facebook.com/niainvest www.facebook.com/niaimpactcapital www.linkedin.com/company/18423754 www.niaimpactadvisors.com twitter.com/moneydoula www.moneydoula.org www.threads.net/@niaglobalsolutions

Chief Compliance Officer

ERIKA ANDRACA RAMIREZ
CHIEF COMPLIANCE OFFICER & IMPACT DIRECTOR
4900 SHATTUCK AVE
#3648
OAKLAND
CA
United States
Tel: 510-319-9221
(Full email address available in API data)

Regulatory Contact

SARAH STORY
OPERATIONS MANAGER
4900 SHATTUCK AVE
#3648
OAKLAND
CA
United States
Tel: 510-319-9221
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HULL, KRISTIN, BLAIR Individual – SOLE AND MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER 02/2017 > 75%
ANDRACA RAMIREZ, ERIKA, JASMIN Individual – CHIEF COMPLIANCE OFFICER & IMPACT DIRECTOR 11/2023 < 5%
Townsend, Jethro, Adnoh Individual – PARTNER AND PORTFOLIO MANAGER 01/2024 < 5%

No. Employees, Historic

2010020192020202120222023202420253 on 7/3/20193 on 11/26/201912 on 3/30/202012 on 4/28/202012 on 4/29/202012 on 6/17/202012 on 6/18/202012 on 9/30/202011 on 1/28/202111 on 2/16/202111 on 3/28/202111 on 5/18/202110 on 11/17/202110 on 3/24/202210 on 4/18/202210 on 4/21/202210 on 6/10/202210 on 11/18/202212 on 3/24/202312 on 5/31/202312 on 9/22/202312 on 12/1/202311 on 2/29/202411 on 3/27/2024

RAUM, Historic

500M250M02019202020212022202320242025100025485 on 7/3/2019100025485 on 11/26/2019120181840 on 3/30/2020120181840 on 4/28/2020120181840 on 4/29/2020120181840 on 6/17/2020120181840 on 6/18/2020120181840 on 9/30/2020314112810 on 1/28/2021360212978 on 2/16/2021301863679 on 3/28/2021301863679 on 5/18/2021456066083 on 11/17/2021417383747 on 3/24/2022417383747 on 4/18/2022417383747 on 4/21/2022417383747 on 6/10/2022417383747 on 11/18/2022274518326 on 3/24/2023274518326 on 5/31/2023274518326 on 9/22/2023274518326 on 12/1/2023365957355 on 2/29/2024409249022 on 3/27/2024

No. Clients, Historic

4002000201920202021202220232024202559 on 7/3/201959 on 11/26/201987 on 3/30/202087 on 4/28/202087 on 4/29/202087 on 6/17/202087 on 6/18/202087 on 9/30/2020196 on 1/28/2021152 on 2/16/2021152 on 3/28/2021152 on 5/18/2021303 on 11/17/2021316 on 3/24/2022316 on 4/18/2022316 on 4/21/2022317 on 6/10/2022317 on 11/18/2022300 on 3/24/2023300 on 5/31/2023300 on 9/22/2023300 on 12/1/2023199 on 2/29/2024198 on 3/27/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 364K 4K –
ABBVIE INC COM 341K 2K –
ADVANCED MICRO DEVICES INC COM 3M 20K –
AECOM COM 6M 70K –
ALPHABET INC CAP STK CL A 3M 17K –
ALPHABET INC CAP STK CL C 225K 1K –
AMALGAMATED FINANCIAL CORP COM 6M 221K –
AMAZON COM INC COM 222K 1K –
AMERICAN WTR WKS CO INC NEW COM 211K 2K –
AMN HEALTHCARE SVCS INC COM 2M 39K –
ANALOG DEVICES INC COM 3M 13K –
APPLE INC COM 11M 50K –
APTARGROUP INC COM 1M 10K –
AUTODESK INC COM 2M 8K –
AUTOMATIC DATA PROCESSING IN COM 2M 7K –
BERKSHIRE HATHAWAY INC DEL CL A 612K 1 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 325K 800 –
BORGWARNER INC COM 2M 52K –
BROOKFIELD RENEWABLE CORP CL A SUB VTG 3M 113K –
CALIFORNIA WTR SVC GROUP COM 2M 38K –
CANADIAN NATL RY CO COM 3M 22K –
CAPITOL SER TR HULL TACTICAL 2M 44K –
CARLISLE COS INC COM 7M 16K –
CARRIER GLOBAL CORPORATION COM 2M 29K –
CISCO SYS INC COM 368K 8K –
CLOUDFLARE INC CL A COM 3M 36K –
CROWN HLDGS INC COM 210K 3K –
DANAHER CORPORATION COM 2M 10K –
DESCARTES SYS GROUP INC COM 407K 4K –
DEXCOM INC COM 1M 12K –
DUOLINGO INC CL A COM 2M 11K –
E L F BEAUTY INC COM 2M 9K –
EATON CORP PLC SHS 477K 2K –
ENPHASE ENERGY INC COM 308K 3K –
FIRST SOLAR INC COM 7M 33K –
FLEX LTD ORD 286K 10K –
FORTINET INC COM 5M 79K –
GILEAD SCIENCES INC COM 5M 71K –
HAIN CELESTIAL GROUP INC COM 470K 68K –
HANNON ARMSTRONG SUST INFR C COM 4M 119K –
HOLOGIC INC COM 4M 53K –
HORIZON TECHNOLOGY FIN CORP COM 152K 13K –
ILLUMINA INC COM 420K 4K –
INTERNATIONAL BUSINESS MACHS COM 8M 48K –
INTUITIVE SURGICAL INC COM NEW 787K 2K –
INVESCO QQQ TR UNIT SER 1 359K 750 –
IRON MTN INC DEL COM 6M 72K –
ISHARES TR BLACKROCK ULTRA 451K 9K –
ISHARES TR MSCI USA QLT FCT 511K 3K –
ISHARES TR RUS 1000 GRW ETF 497K 1K –
ISHARES TR S&P 500 VAL ETF 250K 1K –
JOHNSON & JOHNSON COM 275K 2K –
MARKETAXESS HLDGS INC COM 815K 4K –
MASTERCARD INCORPORATED CL A 3M 6K –
MERCK & CO INC COM 2M 13K –
MICROSOFT CORP COM 3M 7K –
MUELLER WTR PRODS INC COM SER A 2M 113K –
NEW YORK TIMES CO CL A 1M 25K –
NEXTRACKER INC CLASS A COM 2M 37K –
NIKE INC CL B 1M 16K –
NOVO-NORDISK A S ADR 3M 23K –
NVIDIA CORPORATION COM 7M 56K –
ORGANON & CO COMMON STOCK 3M 160K –
ORMAT TECHNOLOGIES INC COM 411K 6K –
PACCAR INC COM 348K 3K –
PALO ALTO NETWORKS INC COM 8M 23K –
PFIZER INC COM 228K 8K –
PLDT INC SPONSORED ADR 2M 83K –
PROCTER AND GAMBLE CO COM 7M 42K –
QUALCOMM INC COM 264K 1K –
RADIUS RECYCLING INC CL A 2M 115K –
REGENERON PHARMACEUTICALS COM 209K 199 –
ROCKWELL AUTOMATION INC COM 2M 9K –
ROPER TECHNOLOGIES INC COM 706K 1K –
SAP SE SPON ADR 6M 32K –
SIMPSON MFG INC COM 15M 89K –
STANTEC INC COM 8M 97K –
STEELCASE INC CL A 2M 177K –
STMICROELECTRONICS N V NY REGISTRY 4M 96K –
STRIDE INC COM 5M 75K –
STRYKER CORPORATION COM 3M 10K –
SUNPOWER CORP COM 86K 29K –
SUNRUN INC COM 1M 92K –
SYLVAMO CORP COMMON STOCK 2M 33K –
T-MOBILE US INC COM 2M 12K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 9M 53K –
TELEFONICA S A SPONSORED ADR 4M 866K –
TESLA INC COM 1M 6K –
THERMO FISHER SCIENTIFIC INC COM 5M 9K –
TIDAL ETF TR ADASINA SOCIAL 1M 66K –
TOAST INC CL A 2M 64K –
UNILEVER PLC SPON ADR NEW 1M 24K –
VANECK ETF TRUST HIP SUSTBLE MUNI 3M 64K –
VANGUARD INDEX FDS SMALL CP ETF 580K 3K –
VANGUARD INDEX FDS TOTAL STK MKT 12M 44K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 500K 9K –
VEEVA SYS INC CL A COM 1M 6K –
VERALTO CORP COM SHS 464K 5K –
VERTEX PHARMACEUTICALS INC COM 9M 19K –
VISA INC COM CL A 367K 1K –
VITA COCO CO INC COM 2M 63K –
XYLEM INC COM 8M 57K –
ZILLOW GROUP INC CL A 1M 31K –