ALTIUS FINANCIAL, INC.
Adviser information for ALTIUS FINANCIAL, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 563 | $145.2M |
| Non-Discretionary | 0 | $0 |
| Total | 563 | $145.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 92 | $34.7M |
| HNW Individuals | 54 | $103.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $6.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-117124 |
|---|---|
| SEC ERA File Number | 801-117124 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113268 |
| Legal Entity Identifier | None |
Principal Office
1777 S. HARRISON STREETSUITE 810
DENVER
CO
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 303-584-9271, Fax: None
Chief Compliance Officer
MICHAEL WILLIAMS
PRESIDENT AND CCO
1777 S. HARRISON STREET, SUITE 810
DENVER
CO
United States
Tel:
303-584-9271
M******@******************M
(Full email address available in API data)
Regulatory Contact
TAYLOR DENNIS
SR. WEALTH DESIGN SPECIALIST & VICE PRESIDENT
1777 S HARRISON STREET, #810
DENVER
CO
United States
Tel:
303-584-9271
Fax:
303-584-9338
T*****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DENNIS, TAYLOR, CATHERINE | Individual | – | SHAREHOLDER | 02/2022 | < 5% |
| WILLIAMS, MICHAEL, JOHN | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 01/2000 | > 75% |