PELOTON EQUITY LLC
Adviser information for PELOTON EQUITY LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $436.7M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $436.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $436.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117139 |
|---|---|
| SEC ERA File Number | 801-117139 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301543 |
| Legal Entity Identifier | None |
Principal Office
66 FIELD POINT ROADSECOND FLOOR
GREENWICH
CT
United States
Monday - Friday, 9 - 5
Tel: 203-532-8011, Fax: 203-532-8016
Websites
Chief Compliance Officer
MICAH A. TAYLOR
REGULATORY COUNSEL
44 WALL STREET
SUITE 602
NEW YORK
NY
United States
Tel:
2125888906
Fax:
203 532 8016
M****@****************M
(Full email address available in API data)
Regulatory Contact
NICOLE SANSONE
CHIEF FINANCIAL OFFICER
66 FIELD POINT RD
2ND FLOOR
GREENWICH
CT
United States
Tel:
2035328039
N*******@****************M
(Full email address available in API data)
Industry Affiliates
| FERRER FREEMAN & COMPANY, LLC | Other investment adviser, including financial planners |
| FFC ARCADIA MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PELOTON EQUITY GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PELOTON AEROSAFE, LLC | Private Equity Fund | $29.9M | $0.1M | 4 |
| PELOTON ARCADIA, LLC | Private Equity Fund | $47.4M | $0.3M | 3 |
| PELOTON CLEARSKY, LLC | Private Equity Fund | $44.2M | $0.3M | 15 |
| PELOTON EQUITY I, L.P. | Private Equity Fund | $74.1M | $5.0M | 24 |
| PELOTON EQUITY II, L.P. | Private Equity Fund | $164.3M | $5.0M | 67 |
| PELOTON GRENOVA, LLC | Private Equity Fund | $12.4M | $1.0M | 3 |
| PELOTON HPONE, LLC | Private Equity Fund | $39.5M | $1.0M | 4 |
| PELOTON ID EXPERTS, LLC | Private Equity Fund | $2.3M | $0.1M | 4 |
| PELOTON JOURNEY HEALTH, LLC | Private Equity Fund | $22.6M | $0.1M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FERRER, CARLOS, ANTONIO | Individual | – | MANAGING MEMBER | 08/2014 | 50-75% |
| LUNDBERG, THEODORE, BREWSTER | Individual | – | MANAGING MEMBER | 08/2014 | 50-75% |
| SANSONE, NICOLE, LOURINE | Individual | – | CHIEF FINANCIAL OFFICER | 08/2014 | < 5% |
| TAYLOR, MICAH, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |