THE CHARTIST

Advisory Business

Type of Organization	Corporation
Fiscal Year End	OCTOBER
Legal Location	California, United States

Employees

Total Number of Employees	3
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	471	$185.4M
Non-Discretionary	0	$0
Total	471	$185.4M

Clients

Type	Number	RAUM
Individuals	471	$185.4M
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	471
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPublication of periodicals or newsletters
Compensation	% of AUMSubscription fees

Identifiers

SEC RIA File Number	801-11714
SEC ERA File Number	801-11714
SEC CIK Numbers	1129770
SEC CRD Numbers	105072
Legal Entity Identifier	None

Principal Office

6621 E. PACIFIC COAST HWY. #240
LONG BEACH
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic