ZINVEST FINANCIAL SERVICE LLC
Adviser information for ZINVEST FINANCIAL SERVICE LLC last updated from Form ADV on October 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 924 | $23.5M |
| Non-Discretionary | 0 | $0 |
| Total | 924 | $23.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 924 | $23.5M |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Broker-dealer |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 23.5M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-117145 |
|---|---|
| SEC ERA File Number | 801-117145 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297563 |
| Legal Entity Identifier | None |
Principal Office
600 BRICKELL AVENUESUITE 2800
MIAMI
FL
United States
Monday - Friday, 6:00 - 4:00
Tel: 949-309-2386, Fax: None
Chief Compliance Officer
CHRISTOPHER JOSEPH COOK
600 BRICKELL AVENUE
SUITE 2800
MIAMI
FL
United States
Tel:
949-352-4692
C****@*********M
(Full email address available in API data)
Industry Affiliates
| VELOX CLEARING LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Song, Bingshan, NMN | Individual | – | CEO | 04/2017 | < 5% |
| Song, Bingshan, NMN | Individual | VELOX HOLDINGS | CEO | 04/2017 | > 75% |
| VELOX HOLDINGS | Domestic Entity | – | OWNER | 08/2019 | > 75% |
| ZINVEST GLOBAL HOLDINGS LTD | Foreign Entity | – | OWNER | 02/2021 | > 75% |
| SPRING HILL INTERNATIONAL LTD | Foreign Entity | ZINVEST GLOBAL HOLDINGS LTD | OWNER | 02/2021 | > 75% |
| COOK, CHRISTOPHER, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2022 | < 5% |