PHD RETIREMENT CONSULTING
PHD CONSULTING LLC Legal Name
Adviser information for PHD RETIREMENT CONSULTING last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $157.0M |
| Non-Discretionary | 30 | $237.6M |
| Total | 38 | $394.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 38 | $394.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-117154 |
|---|---|
| SEC ERA File Number | 801-117154 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304989 |
| Legal Entity Identifier | None |
Principal Office
7500 COLLEGE BLVD., SUITE 500OVERLAND PARK
KS
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 844-743-4015, Fax: None
Chief Compliance Officer
TROY REDSTONE
7500 COLLEGE BLVD., SUITE 500
OVERLAND PARK
KS
United States
Tel:
844-743-4015
T***@**********M
(Full email address available in API data)
Regulatory Contact
MARK DONALDSON, CFA
PO BOX 7269
KANSAS CITY
MO
United States
Tel:
9137077366
M*********@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REDSTONE, TROY, LATON | Individual | – | MANAGING MEMBER / CCO | 07/2019 | > 75% |