MPI WEALTH MANAGEMENT LLC
Adviser information for MPI WEALTH MANAGEMENT LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 175 | $247.0M |
| Non-Discretionary | 0 | $0 |
| Total | 175 | $247.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 6 | $524,694 |
| HNW Individuals | 137 | $143.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $7.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 8 | $68.7M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 20 | $27.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 40.4M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CORE ASSET MANAGER | BRINKER CAPITAL, INC. |
| MANAGER'S CHOICE | AMERICAN PORTFOLIOS FINANCIAL SERVICES |
Identifiers
| SEC RIA File Number | 801-117155 |
|---|---|
| SEC ERA File Number | 801-117155 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301011 |
| Legal Entity Identifier | None |
Principal Office
15 SALT CREEK LANE, SUITE 404HINSDALE
IL
United States
Monday - Friday, 8:00 AM - 5:00PM
Tel: 630-325-6900, Fax: None
Chief Compliance Officer
GERY SADZEWICZ
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel:
8157821250
G***@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SADZEWICZ, GERY, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2019 | < 5% |
| PEQUET, MATTHEW, DONALD | Individual | – | MANAGING MEMBER | 12/2018 | 25-50% |
| PEQUET, DAVID, WAYNE | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2018 | < 5% |
| DAVID W. PEQUET DECLARATION OF TRUST DATED JUNE 13, 2000 | Domestic Entity | – | TRUST | 01/2024 | 50-75% |
| PEQUET, DAVID, WAYNE | Individual | DAVID W. PEQUET DECLARATION OF TRUST DATED JUNE 13, 2000 | TRUSTEE | 06/2000 | > 75% |