Hedge Fund Database

FORTHRIGHT FAMILY WEALTH ADVISORY LLC

Adviser information for FORTHRIGHT FAMILY WEALTH ADVISORY LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 180 $160.8M
Non-Discretionary 0 $0
Total 180 $160.8M

Clients

Type Number RAUM
Individuals 10 $1.9M
HNW Individuals 46 $159.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-117159
SEC ERA File Number 801-117159
SEC CIK Numbers 2008648
SEC CRD Numbers 304547
Legal Entity Identifier None

Principal Office

825 TOWN & COUNTRY LN.
12TH FL.
HOUSTON
TX
United States
Monday - Friday, BY APPT
Tel: 713-510-3510, Fax: None

Websites

www.forthrightwealth.com www.linkedin.com/company/forthrightwealth/

Chief Compliance Officer

NEAL CARLSON
MANAGING MEMBER
825 TOWN & COUNTRY LN.
HOUSTON
TX
United States
Tel: 713-510-3510
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CARLSON, NEAL, DAVID Individual – MANAGING MEMBER, CEO, CCO 06/2019 < 5%
KEEN HOLDINGS LP Domestic Entity – MANAGER 06/2019 > 75%
KEEN INTERESTS LLC Domestic Entity KEEN HOLDINGS LP GENERAL PARTNER 06/2019
KEEN FAMILY TRUST Domestic Entity KEEN HOLDINGS LP LIMITED PARTNER 06/2019 > 75%
CARLSON, KRISTEN, T. Individual KEEN INTERESTS LLC OWNER 06/2019 50-75%
CARLSON, NEAL, DAVID Individual KEEN INTERESTS LLC OWNER 04/2021 50-75%
CARLSON, NEAL, DAVID Individual KEEN FAMILY TRUST TRUSTEE 04/2021

No. Employees, Historic

105020192020202120222023202420252 on 7/12/20192 on 8/1/20192 on 12/14/20192 on 12/14/20192 on 12/17/20192 on 3/27/20202 on 6/1/20202 on 6/29/20202 on 3/8/20212 on 3/9/20212 on 3/9/20214 on 3/29/20224 on 6/6/20224 on 6/6/20224 on 6/7/20224 on 8/12/20224 on 8/15/20223 on 3/30/20232 on 3/25/2024

RAUM, Historic

300M150M020192020202120222023202420250 on 7/12/20190 on 8/1/2019140788771 on 12/14/2019140788771 on 12/14/2019140788771 on 12/17/2019149265105 on 3/27/2020149265105 on 6/1/2020149265105 on 6/29/2020181192305 on 3/8/2021181192305 on 3/9/2021181192305 on 3/9/2021223384150 on 3/29/2022223384150 on 6/6/2022223384150 on 6/6/2022223384150 on 6/7/2022223384150 on 8/12/2022223384150 on 8/15/2022151928054 on 3/30/2023160849994 on 3/25/2024

No. Clients, Historic

6030020192020202120222023202420250 on 7/12/20190 on 8/1/201940 on 12/14/201940 on 12/14/201940 on 12/17/201943 on 3/27/202043 on 6/1/202043 on 6/29/202049 on 3/8/202149 on 3/9/202149 on 3/9/202136 on 3/29/202236 on 6/6/202236 on 6/6/202236 on 6/7/202236 on 8/12/202236 on 8/15/202233 on 3/30/202356 on 3/25/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 544K 3K 0
ALTRIA GROUP INC COM 228K 5K 0
AMAZON COM INC COM 707K 4K 0
AMERICAN CENTY ETF TR US LARGE CAP VLU 341K 5K 0
APPLE INC COM 3M 13K 0
ARES CAPITAL CORP COM 229K 11K 0
BOSTON SCIENTIFIC CORP COM 333K 4K 0
BUNGE GLOBAL SA COM SHS 201K 2K 0
CDW CORP COM 228K 1K 0
CEL-SCI CORP COM PAR NEW 19K 17K 0
DIMENSIONAL ETF TRUST SHORT DURATION F 818K 17K 0
DIMENSIONAL ETF TRUST CORE FIXED INCOM 483K 12K 0
DIMENSIONAL ETF TRUST US CORE EQT MKT 2M 47K 0
DIMENSIONAL ETF TRUST INTL CORE EQT MK 783K 26K 0
DIMENSIONAL ETF TRUST INTERNATNAL VAL 360K 10K 0
ENVIVA INC COM 9K 20K 0
FIDELITY COVINGTON TRUST EMERG MKTS MLTFT 548K 21K 0
FIDELITY COVINGTON TRUST FIDELITY US MLTF 252K 8K 0
FIDELITY MERRIMACK STR TR TOTAL BD ETF 2M 52K 0
GOLDMAN SACHS BDC INC SHS 150K 10K 0
HOME DEPOT INC COM 233K 678 0
ISHARES INC MSCI EURZONE ETF 385K 8K 0
ISHARES INC MSCI PAC JP ETF 204K 5K 0
ISHARES INC CORE MSCI EMKT 3M 53K 0
ISHARES INC MSCI EMRG CHN 1M 23K 0
ISHARES TR US INFRASTRUC 1M 29K 0
ISHARES TR IBONDS 24 TRM HG 201K 9K 0
ISHARES TR MSCI USA MIN VOL 2M 21K 0
ISHARES TR ESG AWR MSCI USA 2M 20K 0
ISHARES TR MSCI USA QLT FCT 10M 61K 0
ISHARES TR TRS FLT RT BD 2M 48K 0
ISHARES TR CORE TOTAL USD 6M 135K 0
ISHARES TR GLOBAL ENERG ETF 517K 12K 0
ISHARES TR U.S. TECH ETF 5M 30K 0
ISHARES TR MSCI UK ETF NEW 211K 6K 0
ISHARES TR CORE S&P MCP ETF 266K 5K 0
ISHARES TR CORE S&P SCP ETF 250K 2K 0
ISHARES TR S&P 500 GRWT ETF 3M 38K 0
ISHARES TR RUS 1000 VAL ETF 676K 4K 0
ISHARES TR RUS 1000 GRW ETF 695K 2K 0
ISHARES TR S&P 100 ETF 4M 14K 0
ISHARES TR TIPS BD ETF 1M 13K 0
ISHARES TR EAFE VALUE ETF 7M 140K 0
ISHARES TR EAFE GRWTH ETF 5M 47K 0
ISHARES TR JPMORGAN USD EMG 641K 7K 0
META PLATFORMS INC CL A 247K 489 0
MICROSOFT CORP COM 1M 3K 0
NVIDIA CORPORATION COM 491K 4K 0
OLD DOMINION FREIGHT LINE IN COM 258K 1K 0
PHILIP MORRIS INTL INC COM 1M 10K 0
PROCORE TECHNOLOGIES INC COM 601K 9K 0
PROGRESSIVE CORP COM 293K 1K 0
SCHWAB STRATEGIC TR 5 10YR CORP BD 2M 46K 0
SCHWAB STRATEGIC TR US AGGREGATE B 6M 142K 0
SPDR S&P 500 ETF TR TR UNIT 2M 4K 0
SPDR SER TR PORTFOLIO S&P500 44M 695K 0
SPDR SER TR BLOOMBERG INVT 2M 75K 0
UNITEDHEALTH GROUP INC COM 291K 572 0
VANGUARD BD INDEX FDS SHORT TRM BOND 804K 10K 0
VANGUARD BD INDEX FDS INTERMED TERM 4M 55K 0
VANGUARD BD INDEX FDS LONG TERM BOND 388K 6K 0
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 860K 18K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 5K 0
VANGUARD INDEX FDS EXTEND MKT ETF 379K 2K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 542K 12K 0
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 6M 138K 0
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 4M 66K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 30K 0
VANGUARD WORLD FD ENERGY ETF 571K 4K 0