PAVION BLUE CAPITAL, LLC
Adviser information for PAVION BLUE CAPITAL, LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | California, United States |
Employees
Total Number of Employees | 4 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 479 | $323.6M |
Non-Discretionary | 78 | $38.9M |
Total | 557 | $362.5M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 142 | $15.5M |
HNW Individuals | 381 | $320.1M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 6 | $7.6M |
Charitable organizations | 10 | $2.6M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 10 | $16.6M |
Other | 8 | $155,996 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 1 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUM |
Principal Office
23 CORPORATE PLAZA DR.,SUITE 150
NEWPORT BEACH
CA
United States
Monday - Friday, 6:30AM - 2:30PM
Tel: (213) 805-6698, Fax: None
Websites
Chief Compliance Officer
JAMES OGHIGIAN
MANAGING MEMBER
23 CORPORATE PLAZA DR.,
SUITE 150
NEWPORT BEACH
CA
United States
Tel:
(213) 805-6698
J********@********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
OGHIGIAN, JAMES, MARTIN | Individual | – | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | 08/2019 | 25-50% |
WONG, ERIC, SIANG | Individual | – | MANAGING MEMBER | 08/2019 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
3M CO | COM | 642K | 6K | – |
ABBOTT LABS | COM | 1M | 10K | – |
ABBVIE INC | COM | 1M | 9K | – |
ADOBE INC | COM | 612K | 1K | – |
AIR LEASE CORP | CL A | 261K | 6K | – |
ALPHABET INC | CAP STK CL A | 2M | 11K | – |
ALPHABET INC | CAP STK CL C | 9M | 47K | – |
AMAZON COM INC | COM | 5M | 25K | – |
AMERICAN EXPRESS CO | COM | 7M | 30K | – |
AMERICAN INTL GROUP INC | COM NEW | 5M | 70K | – |
AMGEN INC | COM | 968K | 3K | – |
APPLE INC | COM | 2M | 10K | – |
AUTOMATIC DATA PROCESSING IN | COM | 1M | 5K | – |
BANK AMERICA CORP | COM | 8M | 195K | – |
BECTON DICKINSON & CO | COM | 327K | 1K | – |
BERKSHIRE HATHAWAY INC DEL | CL A | 612K | 1 | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 8M | 19K | – |
BOEING CO | COM | 410K | 2K | – |
BRISTOL-MYERS SQUIBB CO | COM | 591K | 14K | – |
BROADRIDGE FINL SOLUTIONS IN | COM | 207K | 1K | – |
CARRIER GLOBAL CORPORATION | COM | 266K | 4K | – |
CHEVRON CORP NEW | COM | 2M | 14K | – |
CISCO SYS INC | COM | 226K | 5K | – |
CITIGROUP INC | COM NEW | 211K | 3K | – |
CLOROX CO DEL | COM | 306K | 2K | – |
COCA COLA CO | COM | 3M | 53K | – |
CONOCOPHILLIPS | COM | 2M | 17K | – |
COSTCO WHSL CORP NEW | COM | 8M | 9K | – |
CSX CORP | COM | 339K | 10K | – |
DIAGEO PLC | SPON ADR NEW | 3M | 24K | – |
DISNEY WALT CO | COM | 5M | 55K | – |
EDISON INTL | COM | 2M | 31K | – |
ELI LILLY & CO | COM | 3M | 3K | – |
ENTERPRISE PRODS PARTNERS L | COM | 250K | 9K | – |
EXXON MOBIL CORP | COM | 653K | 6K | – |
FEDEX CORP | COM | 3M | 9K | – |
FERRARI N V | COM | 236K | 577 | – |
FREEPORT-MCMORAN INC | CL B | 243K | 5K | – |
GE AEROSPACE | COM NEW | 3M | 20K | – |
GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 511K | 7K | – |
GE VERNOVA INC | COM | 839K | 5K | – |
HARLEY DAVIDSON INC | COM | 268K | 8K | – |
HERSHEY CO | COM | 359K | 2K | – |
HOME DEPOT INC | COM | 2M | 6K | – |
HONEYWELL INTL INC | COM | 293K | 1K | – |
HUMANA INC | COM | 288K | 770 | – |
INTEL CORP | COM | 1M | 38K | – |
INTERNATIONAL BUSINESS MACHS | COM | 2M | 9K | – |
INVESCO QQQ TR | UNIT SER 1 | 351K | 732 | – |
ISHARES TR | US HLTHCARE ETF | 228K | 4K | – |
JOHNSON & JOHNSON | COM | 5M | 33K | – |
JPMORGAN CHASE & CO. | COM | 5M | 23K | – |
KRAFT HEINZ CO | COM | 1M | 37K | – |
LIBERTY GLOBAL LTD | COM CL C | 1M | 57K | – |
MARATHON PETE CORP | COM | 339K | 2K | – |
MARKEL GROUP INC | COM | 2M | 1K | – |
MCDONALDS CORP | COM | 2M | 7K | – |
MERCK & CO INC | COM | 282K | 2K | – |
META PLATFORMS INC | CL A | 416K | 825 | – |
MICROSOFT CORP | COM | 25M | 56K | – |
MONDELEZ INTL INC | CL A | 6M | 87K | – |
NEXTERA ENERGY INC | COM | 297K | 4K | – |
NORFOLK SOUTHN CORP | COM | 318K | 1K | – |
NORTHROP GRUMMAN CORP | COM | 845K | 2K | – |
NVIDIA CORPORATION | COM | 3M | 22K | – |
OCCIDENTAL PETE CORP | COM | 282K | 4K | – |
OTIS WORLDWIDE CORP | COM | 207K | 2K | – |
PARKER-HANNIFIN CORP | COM | 525K | 1K | – |
PEPSICO INC | COM | 7M | 41K | – |
PHILLIPS 66 | COM | 1M | 10K | – |
PPG INDS INC | COM | 881K | 7K | – |
PROCTER AND GAMBLE CO | COM | 5M | 32K | – |
PROGRESSIVE CORP | COM | 238K | 1K | – |
PUBLIC STORAGE OPER CO | COM | 802K | 3K | – |
QUALCOMM INC | COM | 224K | 1K | – |
RTX CORPORATION | COM | 490K | 5K | – |
SCOTTS MIRACLE-GRO CO | CL A | 2M | 26K | – |
SELECT SECTOR SPDR TR | ENERGY | 839K | 9K | – |
SOUTHERN CO | COM | 211K | 3K | – |
SPDR GOLD TR | GOLD SHS | 526K | 2K | – |
SPDR S&P 500 ETF TR | TR UNIT | 3M | 5K | – |
STARBUCKS CORP | COM | 804K | 10K | – |
SYSCO CORP | COM | 200K | 3K | – |
TARGET CORP | COM | 684K | 5K | – |
TE CONNECTIVITY LTD | SHS | 235K | 2K | – |
THERMO FISHER SCIENTIFIC INC | COM | 305K | 551 | – |
TRAVELERS COMPANIES INC | COM | 351K | 2K | – |
UNILEVER PLC | SPON ADR NEW | 3M | 46K | – |
UNITED PARCEL SERVICE INC | CL B | 3M | 26K | – |
UNITEDHEALTH GROUP INC | COM | 264K | 518 | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 736K | 1K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 242K | 904 | – |
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 253K | 4K | – |
VISA INC | COM CL A | 2M | 7K | – |
WALMART INC | COM | 7M | 108K | – |
WARNER BROS DISCOVERY INC | COM SER A | 142K | 19K | – |
WD 40 CO | COM | 769K | 4K | – |
WELLS FARGO CO NEW | COM | 3M | 46K | – |
YUM BRANDS INC | COM | 5M | 38K | – |
YUM CHINA HLDGS INC | COM | 1M | 35K | – |
ZOETIS INC | CL A | 683K | 4K | – |