BLEICHROEDER LP
Adviser information for BLEICHROEDER LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Partnership |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 8 |
---|---|
Investment Advisory/Research | 6 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 60 | $2.2B |
Non-Discretionary | 0 | $0 |
Total | 60 | $2.2B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 36 | $364.0M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 4 | $887.5M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 6 | $885.1M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 14 | $93.1M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 20 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMFixed feesPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1345 AVENUE OF THE AMERICAS47TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: (212) 984-3815, Fax: None
Websites
Chief Compliance Officer
ANDREW GUNDLACH
PRESIDENT & CO-CEO
1345 AVENUE OF THE AMERICAS
47TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 698-3001
A**************@*****************M
(Full email address available in API data)
Regulatory Contact
ROBERT FOLINO
1345 AVENUE OF THE AMERICAS
47TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 984-3815
R************@*****************M
(Full email address available in API data)
Industry Affiliates
BLEICHROEDER GP LLC | Sponsor, GP, manager of pooled investment vehicles |
GOLDIRON GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
21 APRIL FUND, L.P. | Hedge Fund | $146.1M | $0.1M | 16 |
21 APRIL FUND, LTD. | Hedge Fund | $333.2M | $0.1M | 7 |
BLEICHROEDER PRIVATE INVESTMENTS LLC | Private Equity Fund | $53.6M | $0.1M | 12 |
BLEICHROEDER UV, LLC | Private Equity Fund | $354.8M | $0.1M | 13 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
GUNDLACH, ANDREW, STEPHEN | Individual | – | PRESIDENT, CO-CEO AND CHIEF COMPLIANCE OFFICER | 07/2019 | < 5% |
KELLEN, MICHAEL, MAX | Individual | ASG 2019 IRRV TR | TRUSTEE | 07/2019 | |
BLEICHROEDER HOLDINGS LLC | Domestic Entity | – | GENERAL PARTNER | 07/2019 | > 75% |
KELLEN, MICHAEL, MAX | Individual | NINA GORRISSEN 2014 TRUST | TRUSTEE | 11/2014 | |
GUNDLACH, ANDREW, STEPHEN | Individual | ASG 2019 IRRV TR | TRUSTEE | 07/2019 | |
Kellen, Caroline, L. | Individual | NINA GORRISSEN 2014 TRUST | TRUSTEE | 11/2014 | |
Kellen, Christopher, N. | Individual | NINA GORRISSEN 2014 TRUST | TRUSTEE | 11/2014 | |
ASG 2019 IRRV TR | Domestic Entity | BLEICHROEDER HOLDINGS LLC | MEMBER | 07/2019 | 50-75% |
NINA GORRISSEN 2014 TRUST | Domestic Entity | BLEICHROEDER HOLDINGS LLC | MEMBER | 07/2019 | 50-75% |
KELLEN, MICHAEL, MAX | Individual | – | CHAIRMAN AND CO-CEO | 07/2019 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ADVANCED MICRO DEVICES INC | COM | 148K | 913 | – |
ALLIANCE ENTERTAINMENT HOLDI | *W EXP 02/10/202 | 14K | 200K | – |
AMERICAN EXPRESS CO | COM | 6M | 25K | – |
ARK ETF TR | FINTECH INNOVA | 33K | 1K | – |
ARK ETF TR | GENOMIC REV ETF | 19K | 825 | – |
ARK ETF TR | NEXT GNRTN INTER | 23K | 300 | – |
ARKO CORP | *W EXP 12/22/202 | 159K | 333K | – |
ASTRA SPACE INC | CL A NEW | 260 | 517 | – |
AVIAT NETWORKS INC | COM NEW | 2K | 66 | – |
BANK NEW YORK MELLON CORP | COM | 120K | 2K | – |
BARFRESH FOOD GROUP INC | COM NEW | 4M | 1M | – |
BLACKSTONE INC | COM | 10M | 80K | – |
BLUEBIRD BIO INC | COM | 1M | 1M | – |
BRUNSWICK CORP | COM | 18M | 250K | – |
CADENCE DESIGN SYSTEM INC | COM | 162K | 525 | – |
CARRIER GLOBAL CORPORATION | COM | 378K | 6K | – |
COMPOSECURE INC | COM CL A | 26M | 4M | – |
COMPOSECURE INC | *W EXP 12/27/202 | 45K | 100K | – |
CUE BIOPHARMA INC | COM | 4M | 3M | – |
CURIS INC | COM | 172K | 25K | – |
DIAMEDICA THERAPEUTICS INC | COM NEW | 1M | 382K | – |
DUOS TECHNOLOGIES GROUP INC | COM | 4M | 1M | – |
EVOKE PHARMA INC | COM NEW | 436K | 825K | – |
EXXON MOBIL CORP | COM | 124K | 1K | – |
GENEDX HOLDINGS CORP | COM CL A | 8K | 304 | – |
GRUPO TELEVISA S A B | SPON ADR REP ORD | 3M | 1M | – |
IDEAL PWR INC | COM NEW | 939K | 133K | – |
IDENTIV INC | COM NEW | 12M | 3M | – |
IMMIX BIOPHARMA INC | COM | 2M | 850K | – |
IMMUCELL CORP | COM PAR | 493K | 102K | – |
INTELLICHECK INC | COM NEW | 7M | 2M | – |
INTEVAC INC | COM | 19M | 5M | – |
JPMORGAN CHASE & CO. | COM | 3M | 15K | – |
L3HARRIS TECHNOLOGIES INC | COM | 359K | 2K | – |
LIBERTY GLOBAL LTD | COM CL A | 200K | 11K | – |
LIBERTY GLOBAL LTD | COM CL C | 621K | 35K | – |
LIBERTY LATIN AMERICA LTD | COM CL A | 19K | 2K | – |
LIBERTY LATIN AMERICA LTD | COM CL C | 79K | 8K | – |
LIBERTY MEDIA CORP DEL | COM LBTY LIV S A | 227K | 6K | – |
LIBERTY MEDIA CORP DEL | COM LBTY LIV S C | 528K | 14K | – |
LIBERTY MEDIA CORP DEL | COM LBTY SRM S A | 536K | 24K | – |
LIBERTY MEDIA CORP DEL | COM LBTY SRM S C | 1M | 55K | – |
LINDE PLC | SHS | 40M | 91K | – |
LIONS GATE ENTMNT CORP | CL B NON VTG | 141K | 16K | – |
LIQTECH INTL INC | COM | 1M | 577K | – |
LUMENTUM HLDGS INC | COM | 34K | 660 | – |
MARINUS PHARMACEUTICALS INC | COM NEW | 2M | 2M | – |
MAXCYTE INC | COM | 1M | 250K | – |
MDXHEALTH SA | SHS NEW | 9M | 4M | – |
MILESTONE PHARMACEUTICALS IN | COM | 2M | 1M | – |
MODULAR MED INC | COM NEW | 1M | 700K | – |
MOVANO INC | COM | 129K | 469K | – |
MULTISENSOR AI HOLDINGS INC | COM | 1M | 808K | – |
ONDAS HLDGS INC | COM NEW | 450K | 775K | – |
OPPFI INC | *W EXP 07/20/202 | 33K | 250K | – |
OPTINOSE INC | COM | 4M | 4M | – |
OTIS WORLDWIDE CORP | COM | 289K | 3K | – |
PARAGON 28 INC | COM | 12M | 2M | – |
PAYPAL HLDGS INC | COM | 308K | 5K | – |
PROFOUND MED CORP | COM NEW | 1M | 133K | – |
PROKIDNEY CORP | CLASS A ORD SHS | 6M | 3M | – |
RED CAT HLDGS INC | COM | 1M | 1M | – |
REVOLUTION MEDICINES INC | *W EXP 12/17/202 | 20K | 200K | – |
REVOLUTION MEDICINES INC | COM | 22K | 556 | – |
RTX CORPORATION | COM | 602K | 6K | – |
S&P GLOBAL INC | COM | 18M | 40K | – |
SAVERONE 2014 LTD | *W EXP 06/02/202 | 8K | 121K | – |
SPDR GOLD TR | GOLD SHS | 102M | 475K | – |
SPDR S&P 500 ETF TR | TR UNIT | 1M | 2K | – |
SPROTT PHYSICAL GOLD TR | UNIT | 226K | 13K | – |
STRUCTURE THERAPEUTICS INC | SPONSORED ADS | 393K | 10K | – |
TALKSPACE INC | COM | 2M | 1M | – |
TERADYNE INC | COM | 89K | 600 | – |
THE REAL GOOD FOOD COMPANY I | COM CL A | 100K | 200K | – |
X4 PHARMACEUTICALS INC | COM | 10K | 18K | – |