AEGIS WEALTH MANAGEMENT, INC.
Adviser information for AEGIS WEALTH MANAGEMENT, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 30 |
|---|---|
| Investment Advisory/Research | 30 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 30 |
| Licensed Agents of an Insurance Company | 30 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,742 | $143.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1,742 | $143.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,736 | $131.3M |
| HNW Individuals | 6 | $11.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSHARES IN FEES PAID TO THIRD PARTY ADVISERS |
Identifiers
| SEC RIA File Number | 801-117179 |
|---|---|
| SEC ERA File Number | 801-117179 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301990 |
| Legal Entity Identifier | None |
Principal Office
317 STATE STREETGUTHRIE CENTER
IA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: (833) 483-8383, Fax: (833) 483-8383
Websites
www.mindiemolina.com/
www.oakwayfinancial.com/
www.phxfinancialgroupllc.com/
www.aegiswealthmanagement.com/
www.cwilkinsonfinancial.com/
www.engineeredplan.com/
allegiantfsg.com/
www.americanlibertyfn.com/
www.pierfinancialgroup.com/
simplifyenterprises.com/
www.soteriaretirement.com/
www.stewartwealthadvisors.com/
www.trumanandassociates.com/
Chief Compliance Officer
RICKEY RUMELHART
PARTNER
317 STATE STREET
GUTHRIE CENTER
IA
United States
Tel:
(641) 740-1661
R***@************************M
(Full email address available in API data)
Regulatory Contact
CARL MUEHLEMEYER
317 STATE STREET
GUTHRIE CENTER
IA
United States
Tel:
(833) 483-8383
C***@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LUCAS, DARIN, WAYNE EDWARD | Individual | – | MANAGING PARTNER | 09/2017 | 25-50% |
| MUEHLEMEYER, CARL, STEPHEN | Individual | – | PARTNER | 09/2017 | 25-50% |
| RUMELHART, RICKEY, LYNN | Individual | – | PARTNER/CHIEF COMPLIANCE OFFICER | 09/2017 | 10-25% |