MPFA INC.

Adviser information for MPFA INC. last updated from Form ADV on April 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Connecticut, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 741
No. of Non-U.S. Clients 0

Services

Advisory Services Selection of other advisers (including private fund managers)
Compensation Fixed fees

Identifiers

SEC RIA File Number 801-117182
SEC ERA File Number 801-117182
SEC CIK Numbers None
SEC CRD Numbers 304411
Legal Entity Identifier None

Principal Office

202 CENTRAL ROAD
MIDDLEBURY
CT
United States
NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY, NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY
Tel: 917-533-5593, Fax: N/A

Chief Compliance Officer

NICHOLAS WILLIAM STULLER
PRESIDENT & CHIEF COMPLIANCE OFFICER
202 CENTRAL ROAD
MIDDLEBURY
CT
United States
Tel: 917-533-5593
Fax: N/A
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
STULLER, NICHOLAS, WILLIAM Individual PRESIDENT & CHIEF COMPLIANCE OFFICER 07/2019 > 75%

No. Employees, Historic

10502019202020212022202320241 on 7/17/20191 on 7/30/20191 on 7/31/20191 on 4/30/20201 on 10/15/20201 on 4/1/20211 on 4/1/20221 on 4/3/2023