MPFA INC.
Adviser information for MPFA INC. last updated from Form ADV on April 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | Connecticut, United States |
Employees
Total Number of Employees | 1 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
---|
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 741 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Selection of other advisers (including private fund managers) |
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Compensation | Fixed fees |
Identifiers
SEC RIA File Number | 801-117182 |
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SEC ERA File Number | 801-117182 |
SEC CIK Numbers | None |
SEC CRD Numbers | 304411 |
Legal Entity Identifier | None |
Principal Office
202 CENTRAL ROADMIDDLEBURY
CT
United States
NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY, NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY
Tel: 917-533-5593, Fax: N/A
Websites
Chief Compliance Officer
NICHOLAS WILLIAM STULLER
PRESIDENT & CHIEF COMPLIANCE OFFICER
202 CENTRAL ROAD
MIDDLEBURY
CT
United States
Tel:
917-533-5593
Fax:
N/A
N*******@****************************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
STULLER, NICHOLAS, WILLIAM | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 07/2019 | > 75% |