BREAN ASSET MANAGEMENT, LLC
Adviser information for BREAN ASSET MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $215.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $215.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $215.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 25 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117198 |
|---|---|
| SEC ERA File Number | 801-117198 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281712 |
| Legal Entity Identifier | None |
Principal Office
35 BEECHWOOD ROADSUITE 3D
SUMMIT
NJ
United States
Monday - Friday, 9:00 AM-5:00 PM
Tel: 212-702-6677, Fax: 212-593-9124
Chief Compliance Officer
JASON PECORA
CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER
35 BEECHWOOD ROAD
SUITE 3D
SUMMIT
NJ
United States
Tel:
212-655-6677
C*********@**********M
(Full email address available in API data)
Industry Affiliates
| BREAN CAPITAL PARTNERS 2, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BREAN CAPITAL, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BREAN STRATEGIC OPPORTUNITY MASTER FUND, LP | Hedge Fund | $215.1M | $1.0M | 31 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| QUADRANT INVESTMENTS HOLDINGS, LLC | Domestic Entity | BMUR HOLDINGS, LLC | MEMBER | 02/2006 | > 75% |
| BMUR HOLDINGS, LLC | Domestic Entity | – | MEMBER | 09/2015 | 25-50% |
| FINE, ROBERT, MICHAEL | Individual | – | MEMBER | 09/2015 | 10-25% |
| TIRSCHWELL, ROBERT, MOYSE | Individual | – | MEMBER | 09/2015 | 10-25% |
| EVEREST HILL GROUP INC. | Foreign Entity | QUADRANT HOLDINGS INC. | SHAREHOLDER | 02/2018 | > 75% |
| MELCHIORRE, MARK | Individual | – | CIO | 05/2019 | < 5% |
| HUNT FS HOLDINGS III, LLC | Domestic Entity | – | MEMBER | 01/2020 | 25-50% |
| QUADRANT MANAGEMENT, LLC | Domestic Entity | QUADRANT INVESTMENTS HOLDINGS, LLC | MEMBER | 02/2018 | > 75% |
| AQ EVEREST TRUST | Foreign Entity | EVEREST HILL GROUP INC. | SHAREHOLDER | 08/2011 | 50-75% |
| Q MANAGEMENT SERVICES (PTC), LTD. | Foreign Entity | AQ EVEREST TRUST | TRUSTEE | 09/2011 | |
| WGH DYNASTY TRUST | Domestic Entity | HUNT COMPANIES, INC. | SHAREHOLDER | 11/2013 | 25-50% |
| Hunt, Woodley | Individual | HUNT COMPANIES, INC. | SHAREHOLDER | 11/2013 | 25-50% |
| HUNT, JOSHUA, WILLIAM | Individual | WGH DYNASTY TRUST | TRUSTEE | 11/2013 | |
| HUNT COMPANIES, INC. | Domestic Entity | HUNT COMPANY, LLC | MEMBER | 11/2013 | > 75% |
| HUNT COMPANY, LLC | Domestic Entity | HUNT ELP, LTD | MEMBER | 02/2016 | > 75% |
| HUNT ELP, LTD | Domestic Entity | HUNT CAPITAL HOLDINGS INVESTMENTS, LLC | MEMBER | 08/2017 | > 75% |
| HUNT CAPITAL HOLDINGS INVESTMENTS, LLC | Domestic Entity | HUNT FS HOLDINGS III, LLC | MEMBER | 02/2018 | > 75% |
| QUADRANT HOLDINGS INC. | Domestic Entity | QUADRANT MANAGEMENT, LLC | MEMBER | 12/2020 | > 75% |
| PECORA, JASON, LOUIS | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER | 01/2023 | < 5% |