CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC
Adviser information for CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 280 | $194.1M |
| Non-Discretionary | 52 | $9.6M |
| Total | 332 | $203.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 63 | $34.7M |
| HNW Individuals | 43 | $168.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $781,941 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 9 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-117202 |
|---|---|
| SEC ERA File Number | 801-117202 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305013 |
| Legal Entity Identifier | None |
Principal Office
2 SCHOONER LNSUITE 1-12
MILFORD
CT
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 203-877-1520, Fax: 203-877-2729
Chief Compliance Officer
BRIAN PARKE
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
2 SCHOONER LN
SUITE 1-12
MILFORD
CT
United States
Tel:
203-877-1520
Fax:
203-877-2729
B*****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PARKE, BRIAN, DANIEL | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 07/2021 | > 75% |