STWD INVESTMENT MANAGEMENT, LLC
Adviser information for STWD INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 125 |
|---|---|
| Investment Advisory/Research | 105 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $5.0B |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $5.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $5.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-117203 |
|---|---|
| SEC ERA File Number | 801-117203 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288615 |
| Legal Entity Identifier | None |
Principal Office
2340 COLLINS AVENUESUITE 700
MIAMI BEACH
FL
United States
Monday - Friday, 9:00AM-6:00PM
Tel: 305.695.5500, Fax: 305-695-5601
Chief Compliance Officer
YARON HIRSCHKORN
DEPUTY GENERAL COUNSEL, SENIOR VICE PRESIDENT
605 THIRD AVE.
38TH FLOOR
NEW YORK
NY
United States
Tel:
3056955904
J**********@***********M
(Full email address available in API data)
Regulatory Contact
HEATHER BENNETT
EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL
2340 COLLINS AVENUE
STE. 700
MIAMI BEACH
FL
United States
Tel:
305.695.5121
H*******@***********M
(Full email address available in API data)
Industry Affiliates
| STARWOOD CAPITAL GROUP MANAGEMENT, L.L.C. | Other investment adviser, including financial planners |
| STARWOOD CAPITAL, L.L.C. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| STWD 2019-FL1, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STWD 2019-FL1, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| STWD 2021-FL2, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STWD 2021-FL2, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| STWD 2021-SIF1, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STWD 2021-SIF1, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| STWD 2021-SIF2, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STWD 2021-SIF2, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| STWD 2022-FL3, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STWD 2022-FL3, LTD | Sponsor, GP, manager of pooled investment vehicles |
| STWD JV HOLDINGS LLC | Sponsor, GP, manager of pooled investment vehicles |
| WOODSTAR PORTFOLIO SPT MEMBER, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| STWD CMBS VENTURE HOLDINGS, LLC | Securitized Asset Fund | $315.7M | $0.0M | 2 |
| WOODSTAR FEEDER FUND, L.P. | POOLED INVESTMENT FUND | $571.6M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STERNLICHT, BARRY, STUART | Individual | – | CHAIRMAN/CEO | 09/2019 | < 5% |
| DIMODICA, JEFFREY, FRANCIS | Individual | – | PRESIDENT | 11/2016 | < 5% |
| STARWOOD PROPERTY TRUST, INC. | Domestic Entity | – | MANAGING MEMBER | 11/2016 | > 75% |
| Paniry, Rina | Individual | – | CFO | 07/2019 | < 5% |
| HIRSCHKORN, YARON | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |
| Bennett, Heather, Nell | Individual | – | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL | 07/2023 | < 5% |