COOPER CAPITAL GROUP
COOPER CAPITAL ADVISORS, LLC Legal Name
Adviser information for COOPER CAPITAL GROUP last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 441 | $203.0M |
| Non-Discretionary | 0 | $0 |
| Total | 441 | $203.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 135 | $32.5M |
| HNW Individuals | 47 | $163.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $495,852 |
| Charitable organizations | <5 | $809,212 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $92,930 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
280 N COAST HIGHWAY 101ENCINITAS
CA
United States
Monday - Friday, 7AM-5PM
Tel: 760-452-6114, Fax: None
Chief Compliance Officer
CLINTON COOPER
PARTNER / CHIEF EXECUTIVE OFFICER
280 N COAST HIGHWAY 101
ENCINITAS
CA
United States
Tel:
(760) 452-6114
C******@*****************M
(Full email address available in API data)
Regulatory Contact
PARKER JOHNSON
CHIEF OPERATING OFFICER
280 N COAST HIGHWAY 101
ENCINITAS
CA
United States
Tel:
760-452-6114
P*******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COOPER, CLINTON, WAYNE | Individual | – | FOUNDER, CHIEF COMPLIANCE OFFICER AND CEO | 09/2019 | > 75% |
| Johnson, Parker, Reed | Individual | – | MANAGING MEMBER & CHIEF OPERATING OFFICER | 09/2019 | 10-25% |
| STITS, KYLE, WILLIAM | Individual | – | MANAGING MEMBER | 09/2019 | 10-25% |