GULF STREAM ASSET MANAGEMENT
MERIDIAN CREDIT MANAGEMENT LLC Legal Name
Adviser information for GULF STREAM ASSET MANAGEMENT last updated from Form ADV on October 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $2.6B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $2.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $2.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117217 |
|---|---|
| SEC ERA File Number | 801-117217 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300673 |
| Legal Entity Identifier | None |
Principal Office
4201 CONGRESS STREETSUITE 375
CHARLOTTE
NC
United States
Monday - Friday, 8 AM -5 PM
Tel: 704-499-5366, Fax: None
Chief Compliance Officer
WILLIAM J. TAYLOR
SENIOR RESEARCH ANALYST
4201 CONGRESS STREET
SUITE 375
CHARLOTTE
NC
United States
Tel:
704-499-5368
W******@****************M
(Full email address available in API data)
Regulatory Contact
SCOTT ILARIO
CONSULTANT
2 SANDWEDGE LANE
ISLE OF PALMS
SC
United States
Tel:
7045161836
S**********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GULF STREAM MERIDIAN 1 LTD | Securitized Asset Fund | $513.0M | $0.3M | 10 |
| GULF STREAM MERIDIAN 3 LTD | Securitized Asset Fund | $375.5M | $0.3M | 13 |
| GULF STREAM MERIDIAN 4 LTD | Securitized Asset Fund | $463.8M | $0.3M | 15 |
| GULF STREAM MERIDIAN 5 LTD | Securitized Asset Fund | $421.2M | $0.3M | 12 |
| GULF STREAM MERIDIAN 6 LTD. | Securitized Asset Fund | $375.5M | $0.3M | 8 |
| GULF STREAM MERIDIAN 7 LTD. | Securitized Asset Fund | $471.1M | $0.3M | 16 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAHONEY, MARK, BRENNAN | Individual | – | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 06/2015 | > 75% |
| TAYLOR, WILLIAM, JACKSON | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2019 | < 5% |
| KIRKPATRICK, SHEILA, BOLICK | Individual | – | CHIEF FINANCIAL OFFICER | 04/2019 | < 5% |
| REDDING RIDGE INVESTMENTS SUBSIDIARY LLC | Domestic Entity | – | MEMBER | 04/2022 | 10-25% |
| REDDING RIDGE INVESTMENTS LLC | Domestic Entity | REDDING RIDGE INVESTMENTS SUBSIDIARY LLC | SOLE MEMBER | 06/2021 | > 75% |
| REDDING RIDGE HOLDINGS, LP | Domestic Entity | REDDING RIDGE INVESTMENTS LLC | SOLE MEMBER | 02/2016 | > 75% |
| APOLLO STRUCTURED CREDIT RECOVERY MASTER FUND IV LP | Foreign Entity | REDDING RIDGE HOLDINGS, LP | INDIRECT OWNER | 10/2018 | 25-50% |
| APOLLO STRUCTURED CREDIT RECOVERY MANAGEMENT IV LLC | Domestic Entity | APOLLO STRUCTURED CREDIT RECOVERY MASTER FUND IV LP | INVESTMENT MANAGER | 10/2018 | > 75% |
| APOLLO CAPITAL MANAGEMENT, L.P. | Domestic Entity | APOLLO STRUCTURED CREDIT RECOVERY MANAGEMENT IV LLC | SOLE MEMBER/MANAGER | 10/2018 | > 75% |
| APOLLO MANAGEMENT HOLDINGS, L.P. | Domestic Entity | APOLLO CAPITAL MANAGEMENT, L.P. | SOLE MEMBER | 10/2018 | > 75% |
| AMH HOLDINGS (CAYMAN), L.P. | Foreign Entity | APOLLO MANAGEMENT HOLDINGS, L.P. | SOLE MEMBER | 10/2018 | > 75% |
| APO CORP | Domestic Entity | AMH HOLDINGS (CAYMAN), L.P. | LIMITED PARTNER | 10/2018 | 50-75% |
| APOLLO ASSET MANAGEMENT, INC. | Domestic Entity | APO CORP | SOLE MEMBER | 01/2022 | > 75% |
| APOLLO GLOBAL MANAGEMENT, INC. | Domestic Entity | APOLLO ASSET MANAGEMENT, INC. | SOLE SHAREHOLDER | 01/2022 | > 75% |