DAHRING | CUSMANO AND ASSOCIATES
DAHRING | CUSMANO LLC Legal Name
Adviser information for DAHRING | CUSMANO AND ASSOCIATES last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,292 | $453.6M |
| Non-Discretionary | 9 | $81.6M |
| Total | 1,301 | $535.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 458 | $137.1M |
| HNW Individuals | 74 | $149.4M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | 12 | $248.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-117222 |
|---|---|
| SEC ERA File Number | 801-117222 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301236 |
| Legal Entity Identifier | None |
Principal Office
26200 TOWN CENTER DR.SUITE 100
NOVI
MI
United States
Monday - Friday, 8:00 - 5:00
Tel: 248-348-0100, Fax: 248-348-0111
Chief Compliance Officer
ANDREW ARMSTRONG
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel:
513-832-5383
Fax:
513-977-8141
A***************@*****************************M
(Full email address available in API data)
Regulatory Contact
KIRK DAHRING
CHIEF EXECUTIVE OFFICER
26200 TOWN CENTER DR.
SUITE 100
NOVI
MI
United States
Tel:
248-348-0100
Fax:
248-348-0111
K***********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAHRING, KIRK, WAYNE | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2019 | 50-75% |
| CUSMANO, ANGELA, SUZANNE | Individual | – | MANAGING PARTNER | 03/2019 | 50-75% |
| ARMSTRONG, ANDY, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2019 | < 5% |