AVENUE GLOBAL ADVISORS LLC
Adviser information for AVENUE GLOBAL ADVISORS LLC last updated from Form ADV on January 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 10 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4636 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,225 | $7.8M |
| Non-Discretionary | 0 | $0 |
| Total | 1,225 | $7.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,225 | $7.8M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 99 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 7.8M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| AVENUE GLOBAL ADVISOR ROBOADVISOR PROGRAM | AVENUE GLOBAL ADVISORS LLC |
Identifiers
| SEC RIA File Number | 801-117232 |
|---|---|
| SEC ERA File Number | 801-117232 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304498 |
| Legal Entity Identifier | None |
Principal Office
2601 S BAYSHORE DRIVESUITE 1100
MIAMI
FL
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 786-220-7233, Fax: None
Chief Compliance Officer
OLGA E. RAMOS
3121 COMMODORE PLAZA
SUITE 300
MIAMI
FL
United States
Tel:
786-220-7233
O*********@********S
(Full email address available in API data)
Regulatory Contact
DIOGO FERREIRA
COMPLIANCE OFFICER
3121 COMMODORE PLAZA
SUITE 300
MIAMI
FL
United States
Tel:
786-220-7233
D*************@********S
(Full email address available in API data)
Industry Affiliates
| AVENUE CASH LLC | Banking or thrift institution |
| AVENUE SECURITIES DTVM | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| AVENUE SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Lee, Roberto, Llopis | Individual | – | CHIEF EXECUTIVE OFFICER | 05/2019 | < 5% |
| AVENUE HOLDINGS INC. | Domestic Entity | – | MEMBER | 05/2019 | > 75% |
| Lee, Roberto, Llopis | Individual | AVENUE HOLDINGS INC. | SHAREHOLDER | 12/2017 | > 75% |
| RAMOS, OLGA, ENID | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2021 | < 5% |
| AVENUE HOLDING CAYMAN LTD | Foreign Entity | AVENUE HOLDINGS INC. | SHAREHOLDER | 08/2021 | > 75% |
| AVENUE CONTROLE | Foreign Entity | AVENUE HOLDING CAYMAN LTD | SHAREHOLDER | 08/2021 | > 75% |
| ITB HOLDING BRASIL PART. LTDA. | Foreign Entity | AVENUE HOLDING CAYMAN LTD | SHAREHOLDER | 11/2023 | 25-50% |