SOLITUDE FINANCIAL SERVICES, INC.
Adviser information for SOLITUDE FINANCIAL SERVICES, INC. last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 568 | $232.5M |
| Non-Discretionary | 25 | $558,673 |
| Total | 593 | $233.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 99 | $224.6M |
| HNW Individuals | 33 | $8.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesSEMINAR BASED ADVICE AND INSTRUCTION |
Identifiers
| SEC RIA File Number | 801-117235 |
|---|---|
| SEC ERA File Number | 801-117235 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150348 |
| Legal Entity Identifier | None |
Principal Office
236 EAST HIGH STREETCHARLOTTESVILLE
VA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (434) 218-2201, Fax: (434) 284-7131
Websites
Chief Compliance Officer
ASHLEY VICE
WEALTH ADVISOR
236 EAST HIGH STREET
CHARLOTTESVILLE
VA
United States
Tel:
(434) 218-2201
Fax:
(434) 284-7131
C*********@********************M
(Full email address available in API data)
Regulatory Contact
GENE KOWALSKI
WEALTH ADVISOR
236 EAST HIGH STREET
CHARLOTTESVILLE
VA
United States
Tel:
(434) 218-2201
Fax:
(434) 284-7131
G***********@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KOWALSKI, GENE, MICHAEL | Individual | – | PRINCIPAL, WEALTH ADVISOR | 06/2009 | > 75% |
| MILES, LINDLEE, LOUISE | Individual | – | CHIEF TECHNOLOGY OFFICER | 11/2014 | 5-10% |
| VICE, ASHLEY, JONATHON | Individual | – | CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR | 10/2021 | 5-10% |
| KIDD FINNERAN, JENNIFER, SUZANNE | Individual | – | CHIEF OF STAFF | 04/2019 | < 5% |