CUSTOS FAMILY OFFICE LLC
Adviser information for CUSTOS FAMILY OFFICE LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 329 | $494.8M |
| Non-Discretionary | 41 | $36.9M |
| Total | 370 | $531.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 25 | $7.9M |
| HNW Individuals | 79 | $504.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $508,072 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $19.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 20.5M |
| Portfolio Manager | 0 |
| Both for Same | 504.7M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CUSTOS FAMILY OFFICE | CUSTOS FAMILY OFFICE LLC |
Identifiers
| SEC RIA File Number | 801-117243 |
|---|---|
| SEC ERA File Number | 801-117243 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 294025 |
| Legal Entity Identifier | None |
Principal Office
9011 MOUNTAIN RIDGE DRIVESUITE 200
AUSTIN
TX
United States
Monday - Friday, 7AM TO 5PM
Tel: 303-578-7024, Fax: None
Websites
Chief Compliance Officer
AUDREY SOZA
DIRECTOR OF COMPLIANCE & OPERATIONS
9011 MOUNTAIN RIDGE DRIVE
SUITE 200
AUSTIN
TX
United States
Tel:
210-318-4903
A*****@***********M
(Full email address available in API data)
Regulatory Contact
ANTHONY LOPICCOLO
PRINCIPAL
5503 S UNIVERSITY BLVD.
GREENWOOD VILLAGE
CO
United States
Tel:
303-536-5314
A******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SOZA, AUDREY, J | Individual | – | CCO | 09/2022 | < 5% |
| JKG 121416 LLC | Domestic Entity | – | MEMBER | 12/2023 | 25-50% |
| CUSTOS TEXAS LLC | Domestic Entity | – | MEMBER | 12/2023 | 25-50% |