KINGSWOOD CAPITAL MANAGEMENT, L.P.
Adviser information for KINGSWOOD CAPITAL MANAGEMENT, L.P. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $1.7B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $1.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117250 |
|---|---|
| SEC ERA File Number | 801-117250 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304649 |
| Legal Entity Identifier | None |
Principal Office
11812 SAN VICENTE BLVD.SUITE 604
LOS ANGELES
CA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 424-200-6600, Fax: None
Chief Compliance Officer
IVANE CHOU
CHIEF FINANCIAL OFFICER
11812 SAN VICENTE BLVD.
SUITE 604
LOS ANGELES
CA
United States
Tel:
424-200-6605
I****@********************M
(Full email address available in API data)
Regulatory Contact
ALEXANDER WOLF
MANAGING PARTNER
11812 SAN VICENTE BLVD.
SUITE 604
LOS ANGELES
CA
United States
Tel:
(917) 647-7327
A****@********************M
(Full email address available in API data)
Industry Affiliates
| KINGSWOOD CAPITAL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| KINGSWOOD CAPITAL OPPORTUNITIES FUND I GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| KINGSWOOD CAPITAL OPPORTUNITIES FUND II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AXLE AGGREGATOR, LLC | Private Equity Fund | $0.0M | $0.0M | 7 |
| KINGSWOOD CAPITAL I, LP | Private Equity Fund | $71.8M | $0.0M | 2 |
| KINGSWOOD CAPITAL OPPORTUNITIES FUND I-A, L.P. | Private Equity Fund | $123.6M | $0.0M | 11 |
| KINGSWOOD CAPITAL OPPORTUNITIES FUND I, L.P. | Private Equity Fund | $372.0M | $0.0M | 22 |
| KINGSWOOD CAPITAL OPPORTUNITIES FUND II-A, L.P. | Private Equity Fund | $211.0M | $0.0M | 31 |
| KINGSWOOD CAPITAL OPPORTUNITIES FUND II, L.P. | Private Equity Fund | $239.7M | $0.0M | 53 |
| KINGSWOOD GENESIS FUND I HOLDINGS, LLC | Private Equity Fund | $24.1M | $0.0M | 7 |
| SM AGGREGATOR, LLC | Private Equity Fund | $190.2M | $0.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KINGSWOOD CAPITAL UGP, LLC | Domestic Entity | – | GENERAL PARTNER | 06/2019 | < 5% |
| WOLF, ALEXANDER, MATTSSON | Individual | – | LIMITED PARTNER | 06/2019 | > 75% |
| WOLF, ALEXANDER, MATTSSON | Individual | KINGSWOOD CAPITAL UGP, LLC | MANAGING MEMBER | 06/2019 | > 75% |
| CHOU, IVANE, DEVAN | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 08/2021 | < 5% |