MOSAIC PACIFIC INVESTMENT ADVISORS
MOSAIC PACIFIC INVESTMENT ADVISORS LLC Legal Name
Adviser information for MOSAIC PACIFIC INVESTMENT ADVISORS last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hawaii, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,532 | $379.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1,532 | $379.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 523 | $149.6M |
| HNW Individuals | 70 | $134.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 25 | $95.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-117256 |
|---|---|
| SEC ERA File Number | 801-117256 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169423 |
| Legal Entity Identifier | None |
Principal Office
615 PIIKOISUITE 812
HONOLULU
HI
United States
Monday - Friday, 8-5
Tel: 808-591-1200, Fax: 808-380-2525
Chief Compliance Officer
MATTHEW TANAKA
PRINCIPAL
615 PIIKOI STREET
SUITE 812
HONOLULU
HI
United States
Tel:
808-380-2520
M***@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NAKAMURA, CORY, MICHAEL | Individual | – | OWNER | 10/2013 | 10-25% |
| TANAKA, MATTHEW, KANEICHI | Individual | – | OWNER CHIEF COMPLIANCE OFFICER | 10/2013 | 10-25% |
| ISHIHARA, BRIAN, KIYOTO | Individual | – | OWNER | 03/2014 | 25-50% |
| DEUTSCH, ANDREA, E.L. | Individual | – | OWNER | 03/2014 | 25-50% |