PHOENICIAN RESOURCES
PHOENICIAN RESOURCES FUND SPONSOR, LLC Legal Name
Adviser information for PHOENICIAN RESOURCES last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $437.7M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $437.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $555,259 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $437.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117261 |
|---|---|
| SEC ERA File Number | 801-117261 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304953 |
| Legal Entity Identifier | None |
Principal Office
ONE WORLD TRADE CENTERSUITE 46M
NEW YORK
NY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 888-405-9340, Fax: None
Chief Compliance Officer
BORJA MADRID
MANAGING MEMBER
ONE WORLD TRADE CENTER
SUITE 46M
NEW YORK
NY
United States
Tel:
646-233-5401
B******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PHOENICIAN RESOURCES FUND I, LLC | Private Equity Fund | $5.7M | $1.0M | 46 |
| PHOENICIAN RESOURCES FUND II, LLC | Private Equity Fund | $190.9M | $1.0M | 69 |
| PHOENICIAN RESOURCES FUND III-A, LLC | Private Equity Fund | $240.5M | $1.0M | 44 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MADRID MOZOS, FRANCISCO, BORJA | Individual | – | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | 06/2012 | 25-50% |
| STEELE, DONNAN, HENRY | Individual | STEELE FAMILY HOLDINGS I LLC | TRUSTEE | 02/2012 | |
| STEELE FAMILY HOLDINGS I LLC | Domestic Entity | – | MEMBER | 09/2020 | 10-25% |
| DONNAN STEELE TRUST DATED AUGUST 22, 2020 | Domestic Entity | STEELE FAMILY HOLDINGS I LLC | MANAGING MEMBER | 08/2020 | > 75% |
| PHOENICIAN RESOURCES ASSET MANAGEMENT, LLC | Domestic Entity | – | MEMBER | 06/2023 | 10-25% |
| MADRID MOZOS, FRANCISCO, BORJA | Individual | PHOENICIAN RESOURCES ASSET MANAGEMENT, LLC | MANAGING MEMBER | 06/2012 | > 75% |
| STEELE, DONNAN, HENRY | Individual | DONNAN STEELE TRUST DATED AUGUST 22, 2020 | TRUSTEE | 08/2020 | > 75% |