SOUTHWESTERN MONEY MANAGEMENT LLC
Adviser information for SOUTHWESTERN MONEY MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $40.1M |
| Non-Discretionary | 0 | $0 |
| Total | 17 | $40.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 17 | $40.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 17 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-117271 |
|---|---|
| SEC ERA File Number | 801-117271 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304033 |
| Legal Entity Identifier | None |
Principal Office
19100 RIDGEWOOD PARKWAYSUITE 1200
SAN ANTONIO
TX
United States
Monday - Friday, 9 AM TO 5 PM CENTRAL
Tel: 210-344-3400, Fax: 210-344-3411
Chief Compliance Officer
BRUCE LEWIS
19100 RIDGEWOOD PARKWAY
SUITE 1200
SAN ANTONIO
TX
United States
Tel:
210-390-3756
Fax:
210-344-3411
B**********@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BIGLARI CAPITAL CORP. | Domestic Entity | – | PARENT COMPANY OF SOUTHWESTERN MONEY MANAGEMENT LLC | 02/2019 | > 75% |
| LEWIS, BRUCE | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2019 | < 5% |
| BIGLARI, SARDAR | Individual | BIGLARI CAPITAL CORP. | FOUNDER, CEO AND CHAIRMAN OF BIGLARI CAPITAL CORP. | 10/2000 | > 75% |