CHURCHILL DLC ADVISOR LLC
Adviser information for CHURCHILL DLC ADVISOR LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 167 |
|---|---|
| Investment Advisory/Research | 66 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $1.7B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $1.7B |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117277 |
|---|---|
| SEC ERA File Number | 801-117277 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304945 |
| Legal Entity Identifier | None |
Principal Office
375 PARK AVENUE9TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:15AM - 5:00PM
Tel: 212-478-9200, Fax: None
Chief Compliance Officer
CHARMAGNE KUKULKA
PRINCIPAL, CHIEF COMPLIANCE OFFICER
375 PARK AVENUE
NEW YORK
NY
United States
Tel:
(212) 814-0452
C****************@**************M
(Full email address available in API data)
Regulatory Contact
JOHN MCCALLY
SENIOR MANAGING DIRECTOR, GENERAL COUNSEL
8500 ANDREW CARNEGIE BLVD
CHARLOTTE
NC
United States
Tel:
(980) 384-8473
J***********@**************M
(Full email address available in API data)
Industry Affiliates
| AGR PARTNERS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ARCMONT ASSET MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CHURCHILL (JPY) SERIES 2022 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHURCHILL ASSET MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CHURCHILL CAD GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CHURCHILL CO-INVESTMENT PARTNERS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHURCHILL CO-INVESTMENT PARTNERS II (LUX) GP S.�.R.L | Sponsor, GP, manager of pooled investment vehicles |
| CHURCHILL CO-INVESTMENT PARTNERS II (US) GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHURCHILL DE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHURCHILL FEEDER FUND GP II S.AR.L | Sponsor, GP, manager of pooled investment vehicles |
| CHURCHILL FUND GP II LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHURCHILL FUND GP II S.AR.L | Sponsor, GP, manager of pooled investment vehicles |
| CHURCHILL FUND III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHURCHILL FUND V GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHURCHILL FUND V UL GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHURCHILL JUNIOR CAPITAL OPPORTUNITIES FUND II GP S.� R.L | Sponsor, GP, manager of pooled investment vehicles |
| CHURCHILL JUNIOR CAPITAL OPPORTUNITIES FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHURCHILL LUX GP, S.� R.L | Sponsor, GP, manager of pooled investment vehicles |
| CHURCHILL MMSL III SPV GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| CHURCHILL MMSL V SPV GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| CHURCHILL SECONDARY PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CLEAN ENERGY PARTNERS LLP | Other investment adviser, including financial planners |
| CMIC FUNDING GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CNV INVESTOR GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CNV INVESTORS LUX GP, S.� R.L | Sponsor, GP, manager of pooled investment vehicles |
| COPPER DIRECT LENDING GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GLENNMONT ASSET MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GLENNMONT PARTNERS I LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| GRESHAM INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NAP INVESTORS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NUVEEN ALTERNATIVES ADVISORS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NUVEEN ALTERNATIVES EUROPE SARL | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NUVEEN ASSET MANAGEMENT EUROPE SARL | Other investment adviser, including financial planners |
| NUVEEN ASSET MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor, GP, manager of pooled investment vehicles |
| NUVEEN AUSTRALIA LIMITED | Other investment adviser, including financial planners |
| NUVEEN FUND ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| NUVEEN HONG KONG LIMITED | Other investment adviser, including financial planners |
| NUVEEN INVESTMENT MANAGEMENT INTERNATIONAL LIMITED | Other investment adviser, including financial planners |
| NUVEEN JAPAN CO. LIMITED | Other investment adviser, including financial planners |
| NUVEEN JUNIOR CAPITAL OPPORTUNITIES FUND GP S.AR.L | Sponsor, GP, manager of pooled investment vehicles |
| NUVEEN REAL ESTATE | Other investment adviser, including financial planners |
| NUVEEN SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NUVEEN SINGAPORE PRIVATE LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SENIOR MPD FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| TCAM DOF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TEACHERS ADVISORS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | Insurance company or agency |
| TGAM CHURCHILL FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| TIAA-CREF ASSET MANAGEMENT LLC | Sponsor or syndicator of limited partnerships |
| TIAA-CREF INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial planners |
| TIAA-CREF LIFE INSURANCE COMPANY | Insurance company or agency |
| TPS INVESTORS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WESTCHESTER GROUP REAL ESTATE, INC | Real estate broker or dealer |
| WINSLOW CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KENCEL, KENNETH, JOHN | Individual | – | CHIEF EXECUTIVE OFFICER & PRESIDENT | 04/2019 | < 5% |
| VICHNESS, SHAUL, NMN | Individual | – | CHIEF FINANCIAL OFFICER & SENIOR MANAGING DIRECTOR | 04/2019 | < 5% |
| MCCALLY, JOHN, DAVID | Individual | – | GENERAL COUNSEL & SENIOR MANAGING DIRECTOR | 04/2019 | < 5% |
| NCBDC HOLDINGS LLC | Domestic Entity | – | MANAGING MEMBER | 05/2019 | > 75% |
| NUVEEN ALTERNATIVE HOLDINGS LLC | Domestic Entity | NCBDC HOLDINGS LLC | MEMBER | 05/2019 | > 75% |
| TIAA-CREF ASSET MANAGEMENT LLC | Domestic Entity | NUVEEN ALTERNATIVE HOLDINGS LLC | MEMBER | 10/2013 | > 75% |
| NUVEEN, LLC | Domestic Entity | TIAA-CREF ASSET MANAGEMENT LLC | MEMBER | 12/2014 | > 75% |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | Domestic Entity | NUVEEN, LLC | MEMBER | 07/2014 | > 75% |
| TIAA BOARD OF GOVERNORS | Domestic Entity | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SHAREHOLDER | 03/1918 | > 75% |
| KUKULKA, CHARMAGNE, BETH | Individual | – | PRINCIPAL, CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |