WEBULL ADVISORS LLC
Adviser information for WEBULL ADVISORS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 88,327 | $24.7M |
| Non-Discretionary | 0 | $0 |
| Total | 88,327 | $24.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 88,327 | $24.7M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | ROBO-ADVISORY SERVICES |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 24.7M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| WEBULL ADVISORS WRAP FEE PROGRAM | WEBULL ADVISORS LLC |
Identifiers
| SEC RIA File Number | 801-117281 |
|---|---|
| SEC ERA File Number | 801-117281 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304881 |
| Legal Entity Identifier | None |
Principal Office
200 CARILLON PARKWAYST PETERSBURG
FL
United States
Monday - Friday, 9 - 5
Tel: 1-917-725-2408, Fax: None
Websites
Chief Compliance Officer
SARA SCHWARTZ
200 CARILLON PARKWAY
ST PETERSBURG
FL
United States
Tel:
321-243-8083
S************@************M
(Full email address available in API data)
Regulatory Contact
MICAH TAYLOR
REGULATORY COUNSEL
733 THIRD AVE
FL 16
NEW YORK
NY
United States
Tel:
212-588-8906
M****@***************M
(Full email address available in API data)
Industry Affiliates
| WEBULL FINANCIAL LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| WEBULL SECURITIES LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEBULL HOLDINGS (US) INC | Foreign Entity | – | OWNER / MANAGING MEMBER | 06/2019 | > 75% |
| HONGKONG FUMI CO. LIMITED | Foreign Entity | WEBULL HOLDINGS (US) INC | 100% SHAREHOLDER | 03/2016 | > 75% |
| HUNAN FUMI INFORMATION TECHNOLOGY CO,, LTD | Foreign Entity | HONGKONG FUMI CO. LIMITED | 100% SHAREHOLDER | 03/2016 | > 75% |
| CHNAGSHA LULIN INFORMATION TECHNOLOGY, LP | Foreign Entity | HUNAN FUMI INFORMATION TECHNOLOGY CO,, LTD | SHAREHOLDER | 03/2016 | 25-50% |
| WEBULL CORPORATION | Foreign Entity | WEBULL HOLDINGS (US) INC | OWNER | 04/2021 | > 75% |
| SCHWARTZ, SARA, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |
| Zhang, Lai | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2023 | < 5% |