WISS PRIVATE CLIENT ADVISORS, LLC
Adviser information for WISS PRIVATE CLIENT ADVISORS, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 462 | $527.2M |
| Non-Discretionary | 24 | $12.5M |
| Total | 486 | $539.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 33 | $22.2M |
| HNW Individuals | 85 | $517.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | REGISTERED INVESTMENT ADVISOR |
Identifiers
| SEC RIA File Number | 801-117284 |
|---|---|
| SEC ERA File Number | 801-117284 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286319 |
| Legal Entity Identifier | None |
Principal Office
100 CAMPUS DRIVEW SUITE 400
FLORHAM PARK
NJ
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 973-577-2872, Fax: 732-626-6391
Chief Compliance Officer
STEPHANIE HUGHES
MEMBER/CHIEF EXECUTIVE OFFICER
100 CAMPUS DRIVE
SUITE 400
FLORHAM PARK
NJ
United States
Tel:
973-577-2872
Fax:
732-626-6391
S******@********************M
(Full email address available in API data)
Industry Affiliates
| WISS & COMPANY, LLC | Accountant or accounting firm |
| WISS & COMPANY, LLP | Accountant or accounting firm |
| WISS PRIVATE CLIENT GROUP, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WISS & COMPANY, LLP | Domestic Entity | – | MANAGING MEMBER | 08/2016 | 50-75% |
| HUGHES, STEPHANIE, FLORENCE LISE | Individual | – | MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | 06/2018 | 25-50% |