CBF ADVISORS, LLC
Adviser information for CBF ADVISORS, LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 8 |
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Investment Advisory/Research | 5 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 12 | $41.4M |
Non-Discretionary | 0 | $0 |
Total | 12 | $41.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $41.4M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
SEC RIA File Number | 801-117294 |
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SEC ERA File Number | 801-117294 |
SEC CIK Numbers | None |
SEC CRD Numbers | 134079 |
Legal Entity Identifier | None |
Principal Office
21 WEST 46TH STREET, SUITE 1507NEW YORK
NY
United States
Monday - Friday, 9:00-5:00
Tel: (212) 359-0290, Fax: (212) 359-0291
Websites
Chief Compliance Officer
ALAN GILMORE
21 WEST 46TH STREET, SUITE 1507
NEW YORK
NY
United States
Tel:
(609) 216-4787
A*******@*********M
(Full email address available in API data)
Industry Affiliates
CLEARBROOK INVESTMENT CONSULTING LLC | Other investment adviser, including financial planners |
CLEARBROOK INVESTMENT SOLUTIONS LLC | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
CLEARBROOK GLOBAL MULTI-STRATEGY FUND, LLC | Hedge Fund | $41.4M | $1.0M | 6 |
NOVA PRIME FUND I ,LP | Venture Capital Fund | $45.5M | $0.5M | 10 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
WISLAR, ELLIOTT, WAKEFIELD | Individual | CLEARBROOK LLC | ELECTED MANAGER | 10/2010 | |
CLEARBROOK LLC | Domestic Entity | – | MEMBER | 10/2010 | > 75% |
BISHOP, JAMES, DEFORREST | Individual | CLEARBROOK LLC | ELECTED MANAGER | 10/2010 | |
CLEARBROOK HOLDINGS LLC | Domestic Entity | CLEARBROOK LLC | MEMBER | 10/2017 | 50-75% |
WISLAR, ELLIOTT, WAKEFIELD | Individual | – | CEO | 10/2021 | < 5% |
GILMORE, WALTER, ALAN | Individual | – | CCO | 01/2022 | < 5% |